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Gayle M. Waldon

STRATEGIC ADVISERS
BOCA RATON, FL
Some features on this profile are disabled
CRD#: 2791308
GW

Professional summary

Gayle M. Waldon, who also goes by Gayle M Waldon, Gayle Maritza Waldon, Gayle Waldon, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Boca Raton, Florida and FIDELITY BROKERAGE SERVICES LLC located in Ft. Lauderdale, Florida.

Gayle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gayle has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 31 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gayle M Waldon | Gayle Maritza Waldon | Gayle Waldon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gayle M. Waldon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 26, 2026 - Present

STRATEGIC ADVISERS LLC

Office #2: 450 N Federal Hwy Suite 200 / 300, Ft. Lauderdale, FL 33301-1122
RIA
CRD#: 104555
BOCA RATON, FL
Current

March 5, 2026 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 450 N. Federal Highway Suite 200 / 300, Ft. Lauderdale, FL 33301
BD
CRD#: 7784
Ft. Lauderdale, FL
Past

October 17, 2017 - November 20, 2025

MORGAN STANLEY

RIA
CRD#: 149777
Boca Raton, FL
Past

August 23, 2017 - November 20, 2025

MORGAN STANLEY

BD
CRD#: 149777
Boca Raton, FL
Past

March 13, 2000 - April 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

July 30, 1999 - April 28, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

August 13, 1997 - March 4, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

December 23, 1996 - July 15, 1997

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 23, 1996 - July 15, 1997

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/11/2026)
RR
Colorado
(3/11/2026)
RR
Connecticut
(3/11/2026)
RR
Florida
(3/5/2026)
IAR
Florida
(3/30/2026)
RR
Georgia
(3/11/2026)
RR
Illinois
(3/11/2026)
RR
Kansas
(3/11/2026)
RR
Kentucky
(3/11/2026)
RR
Maryland
(3/11/2026)
RR
Michigan
(3/11/2026)
RR
Missouri
(3/11/2026)
RR
New Hampshire
(3/11/2026)
RR
New Jersey
(3/11/2026)
RR
New York
(3/11/2026)
RR
North Carolina
(3/11/2026)
RR
Ohio
(3/11/2026)
RR
Pennsylvania
(3/11/2026)
RR
Texas
(3/11/2026)
IAR
Texas
(3/26/2026)
RR
Washington
(3/11/2026)
RR
Wisconsin
(3/11/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2017
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/9/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/28/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 8/26/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 6
Date: 12/20/1996
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
PREMIUM
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

CRD#: 104555Boca Raton, FL

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