Marino Marin

MC SQUARE CAPITAL

Greenwich, CT 06830

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CRD#: 2790923

Professional summary

Marino Marin is a registered financial professional currently at MC SQUARE CAPITAL, LLC located in Greenwich, Connecticut.

Marino is registered as a RR (Registered Representative) and started their career in finance in 1997. Marino has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marino Marin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2015 - Present

MC SQUARE CAPITAL, LLC

Office #1: 71 Arch Street, Greenwich, CT 06830

CRD#: 169545

Greenwich, CT

Past

May 15, 2013 - May 18, 2015

MLV & CO. LLC

CRD#: 150959

NEW YORK, NY

Past

March 15, 2011 - May 6, 2013

THE SILVERFERN GROUP, INC.

CRD#: 119266

GREENWICH, CT

Past

January 5, 2010 - February 14, 2011

LAIDLAW & COMPANY (UK) LTD.

CRD#: 119037

NEW YORK, NY

Past

April 11, 2007 - September 15, 2009

GLC SECURITIES CORP.

CRD#: 38337

NEW YORK, NY

Past

May 25, 2006 - February 26, 2007

RAYMOND JAMES INSURANCE GROUP, INC.

CRD#: 121221

NEW YORK, NY

Past

May 8, 2000 - October 2, 2001

ROTHSCHILD & CO US INC.

CRD#: 2910

NEW YORK, NY

Past

December 4, 1998 - March 17, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 2, 1997 - March 23, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

March 6, 1997 - September 2, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/24/2017)

Connecticut
(9/2/2015)

Exams

State Security Law Exam

Series 63

Date: 8/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/24/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MC SQUARE CAPITAL, LLC

EXIT 3 CAPITAL MARKETS, LLC | MC SQUARE CAPITAL, LLC

CRD#: 169545 / SEC#: , 8-69374

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

71 Arch Street, Greenwich, CT 06830

Mailing Address

71 Arch Street, Greenwich, CT 06830

Phone number

(646) 780-7166

Established

Connecticut since 07/25/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MC SQUARE HOLDINGS, LLC	HOLDING COMPANY
BARENBOIM, LEONARD	CCO	1523181
MARIN, MARINO	MANAGER AND MANAGING PRINCIPAL (CHIEF EXECUTIVE OFFICER)	2790923
NEELY, KIMBERLY BETH	FINOP	2045019

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Marino Marin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Marino Marin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MLV & CO. LLC

THE SILVERFERN GROUP, INC.

LAIDLAW & COMPANY (UK) LTD.

GLC SECURITIES CORP.

RAYMOND JAMES INSURANCE GROUP, INC.

ROTHSCHILD & CO US INC.

LEHMAN BROTHERS INC.

SBC WARBURG DILLON READ INC.

SBC WARBURG, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/9/2006

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2006

Series 24

Date: 2/24/2014

FINRA

Current Firm

MC SQUARE CAPITAL, LLC

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MC SQUARE CAPITAL, LLC

TRUST BUT VERIFY

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