Jason E. Nagel

ASSETMARK BROKERAGE

Concord, CA 94520

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CRD#: 2790786

Professional summary

Jason Edward Nagel is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Concord, California.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 15, 2014 - Present

ASSETMARK BROKERAGE, LLC

Office #1: 1655 Grant Street Floor #10, Concord, CA 94520

CRD#: 169804

Concord, CA

Past

June 15, 2012 - August 15, 2014

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

December 21, 2009 - May 11, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

NAPA, CA

Past

September 18, 2000 - June 4, 2007

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

BEVERLY HILLS, CA

Past

January 14, 1998 - February 26, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

September 20, 1996 - January 20, 1998

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/15/2014)

Exams

State Security Law Exam

Series 63

Date: 12/30/2009

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/15/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/18/2009

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 9/19/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ASSETMARK BROKERAGE, LLC

CRD#: 169804 / SEC#: , 8-69391

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

1655 Grant Street 10th Floor, Concord, CA, 94520

Mailing Address

1655 Grant Street 10th Floor, Concord, CA, 94520

Phone number

(818) 528-3727

Established

Delaware since 09/25/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ASSETMARK FINANCIAL HOLDINGS, INC.	OWNER
HANSEN, CARRIE ELLEN	PRESIDENT/ MANAGING PRINCIPAL	4781315
KOVAL, JOHN HENRY	AML COMPLIANCE OFFICER/ CFO/ FINOP/ PFO/ POO	2468284
LAMBUTH, RYAN SCOTT	CHIEF COMPLIANCE OFFICER	5382199

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jason E. Nagel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason Edward Nagel's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL BROKERAGE CORPORATION

CHASE INVESTMENT SERVICES CORP.

CITY NATIONAL SECURITIES, INC.

BA INVESTMENT SERVICES, INC.

WELLS FARGO SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/30/2009

Series 65

Date: 5/15/1998

SIE

Date: 10/1/2018

Series 6

Date: 12/18/2009

Series 7

Date: 9/19/1996

Series 24

Date: 7/25/2003

FINRA

Current Firm

ASSETMARK BROKERAGE, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ASSETMARK BROKERAGE, LLC

TRUST BUT VERIFY

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