Cristina T. Osmena
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cristina T Osmena, who also goes by Cristina Osmena O'rourke, was a registered financial professional .
Cristina is a previously registered financial professional and started their career in finance in 1997. Cristina had worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2019 - May 11, 2021
MERCURY SECURITIES, LLC
April 18, 2013 - February 9, 2017
MERCURY SECURITIES, LLC
April 29, 2004 - May 4, 2005
JEFFERIES LLC
August 2, 1999 - March 25, 2004
NEEDHAM & COMPANY, LLC
October 20, 1997 - February 1, 1999
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
MERCURY SECURITIES, LLC
CRD#: 40368 / SEC#: , 8-49018
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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