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Maia Laura Mcgehee

CRD# 702992·Registered 1980 - 2021
Previously Registered: Being a previously registered professional could mean that Maia is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Maia Laura Mcgehee, who also goes by Maia Monday, was a registered financial advisor. Maia was a previously registered financial professional and started their career in finance 1980 - 2021. Maia had worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maia Monday

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

46 years in the financial services industry

Current & Past Employments

HERMES ECONOMETRICS·CRD# 113643
RIA
Novato, CA
March 24, 2011 - December 31, 2021
HERMES ECONOMETRICS·CRD# 113643
RIA
Novato, CA
March 15, 2010 - December 31, 2010
HERMES ECONOMETRICS·CRD# 113643
RIA
San Rafael, CA
October 3, 2007 - December 31, 2009
MERCURY SECURITIES, LLC·CRD# 40368
BD
San Rafael, CA
April 26, 1996 - June 27, 2021
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
August 16, 1995 - March 12, 1996
CORPORATE BENEFIT SECURITIES, INC.·CRD# 13975
BD
Mission Viejo, CA
August 24, 1989 - August 16, 1995
BTS SECURITIES CORPORATION·CRD# 8328
BD
Lincoln, MA
July 2, 1986 - August 5, 1989
FIRST INTERSTATE DISCOUNT BROKERAGE·CRD# 14371
BD
January 23, 1984 - April 4, 1984
MORGAN STANLEY DW INC.·CRD# 7556
BD
January 2, 1980 - January 31, 1982

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Current Firm

HE
HERMES ECONOMETRICS

HERMES ECONOMETRICS | MAIA LAURA MCGEHEE

CRD#: 113643 / SEC#: 801-60403

Contact Information

Main Address

1615 Hill Road Suite 21, Novato, CA 94947-4304

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1984About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1979About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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