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AM

Alyssa H. Morris

FREESTONE CAPITAL MANAGEMENT
SAN FRANCISCO, CA 94105
Some features on this profile are disabled
CRD#: 2790341
AM

Professional summary

Alyssa Hall Morris, who also goes by Alyssa Ann Hall Ms, Alyssa Ann Hall, Alyssa H. Morris, is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in San Francisco, California.

Alyssa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alyssa has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Alyssa Ann Hall Ms | Alyssa Ann Hall | Alyssa H. Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alyssa Hall Morris's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 3, 2022 - Present

FREESTONE CAPITAL MANAGEMENT, LLC

Office #1: 560 Mission Street Suite 2800, San Francisco, CA 94105
RIA
CRD#: 145711
SAN FRANCISCO, CA
Past

November 10, 2015 - January 31, 2022

PARALLEL ADVISORS, LLC

RIA
CRD#: 140800
SAN FRANCISCO, CA
Past

December 1, 2014 - November 9, 2015

WAYPOINT WEALTH PARTNERS

RIA
CRD#: 131155
SAN FRANCISCO, CA
Past

September 25, 2013 - December 15, 2014

PARALLEL ADVISORS, LLC

RIA
CRD#: 140800
SAN FRANCISCO, CA
Past

August 12, 2011 - March 4, 2013

GENESIS GLOBAL TRADING, INC

BD
CRD#: 136962
SAN FRANCISCO, CA
Past

April 2, 2009 - July 29, 2011

PROBITAS FUNDS GROUP, LLC

BD
CRD#: 115876
SAN FRANCISCO, CA
Past

September 8, 2004 - April 1, 2009

UBS SECURITIES LLC

BD
CRD#: 7654
SAN FRANCISCO, CA
Past

September 23, 1996 - February 1, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/3/2022)
IAR
Texas
(11/2/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/26/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/29/2011
General Securities Principal Examination

Current Firm

FC
FREESTONE CAPITAL MANAGEMENT, LLC
FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA
Registered Investment Advisory firm - (4/25/2008 Approved)
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Contact information

Main Address
701 5th Avenue 74th Floor, Seattle, WA 98104
Mailing Address
Phone number
(206) 707-7300
Established
Firm type
Fiscal year end
# of Employees
117

SEC notice filing (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FREESTONE CAPITAL MANAGEMENT LLC (8/19/2025)

Regulatory assets under management

Total Number of Accounts6,231
AUM (Assets Under Management)$ 11,493,619,610

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
Report
11/21/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FREESTONE CAPITAL MANAGEMENT, LLC

CRD#: 145711San Francisco, CA 94105

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