Nimish S. Bhatt
Professional summary
Nimish Sanjay Bhatt is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
Nimish is registered as a RR (Registered Representative) and started their career in finance in 2013. Nimish has worked at 2 firms and has passed the SIE, Series 99 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nimish Sanjay Bhatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2016 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506July 31, 2013 - July 8, 2016
CALAMOS FINANCIAL SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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Company Information
THORNBURG SECURITIES LLC
CRD#: 14857Santa Fe, NM 87506TRUST BUT VERIFY
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