Garrison R. Belles
Professional summary
Garrison Robert Belles, who also goes by Garrison Belles, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Garrison is registered as a RR (Registered Representative) and started their career in finance in 1997. Garrison has worked at 14 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Garrison Robert Belles's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2019 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601December 3, 2012 - June 16, 2017
EASTGATE SECURITIES, LLC
January 11, 2010 - October 4, 2011
CROSS RESEARCH
April 16, 2007 - September 15, 2008
CANACCORD GENUITY SECURITIES LLC
December 15, 2005 - February 7, 2007
SOLEIL SECURITIES CORPORATION
August 26, 2004 - January 3, 2006
FULCRUM GLOBAL PARTNERS LLC
May 30, 2003 - September 1, 2004
BLAYLOCK & COMPANY, INC.
April 6, 2002 - December 4, 2002
THINKEQUITY LLC
April 30, 2001 - December 7, 2001
ABN AMRO SECURITIES LLC
May 18, 2000 - April 30, 2001
ABN AMRO INCORPORATED
June 24, 1999 - July 26, 2000
ROTH CAPITAL PARTNERS, LLC
April 10, 1998 - November 19, 1998
VOLPE BROWN WHELAN & COMPANY, LLC
October 24, 1997 - February 17, 1998
PRUDENTIAL EQUITY GROUP, LLC
April 1, 1997 - October 27, 1997
OTA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 12/3/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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