Kevin L. Beard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Lawrence Beard, who also goes by Kevin L Beard, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2002. Kevin had worked at 9 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2024 - September 5, 2025
GROVE POINT INVESTMENTS, LLC
August 13, 2019 - September 5, 2025
NEXT FINANCIAL GROUP, INC.
March 12, 2019 - September 5, 2025
CADARET, GRANT & CO., INC.
October 10, 2017 - September 5, 2025
SORRENTO PACIFIC FINANCIAL, LLC
October 10, 2017 - September 5, 2025
CUSO FINANCIAL SERVICES, L.P.
February 26, 2010 - April 19, 2016
OSAIC WEALTH, INC.
April 24, 2007 - March 26, 2008
FOSTER SECURITIES
April 3, 2002 - February 13, 2006
PACIFIC SELECT DISTRIBUTORS, LLC
January 7, 2002 - April 15, 2002
VESTAX SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
