DH
Daniel J. Hickey
BLUE OWL SECURITIES
San Francisco, CA
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CRD#: 2789085
DH
Professional summary
Daniel Joseph Hickey, CIMA®, who also goes by Dan Hickey, Daniel J Hickey, is a registered financial professional currently at BLUE OWL SECURITIES located in San Francisco, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Dan Hickey | Daniel J Hickey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) McLeod/Strausbaugh Scholarship Fund (Chevy Chase, MD - Columbia Country Club) Board of Directors. This is a scholarship fund for caddies professional staff and grounds crew of Columbia Country Club to pursue their educational endeavors. Meet once or twice annually for up to one hour to discuss scholarship candidates nominate and approve recipients and determine the amount of the scholarship to be provided. 15 minutes per month (we meet one or two times per year with each meeting lasting approximately one hour). (2) The Wood Academy. Finance Committee - Board of Directors - Private School (Grades Pre-K to 8th). Provide feedback to the school on current and future programs and initiatives. 1-2 hours per month
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Hickey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 16, 2024 - Present
BLUE OWL SECURITIES
BD
CRD#: 283250
San Francisco, CA
Past
May 25, 2023 - April 15, 2024
OAKMONT CAPITAL MANAGEMENT, LLC
RIA
CRD#: 128939
OAKMONT, PA
Past
June 1, 2006 - January 19, 2023
BLACKROCK FINANCIAL MANAGEMENT, INC
RIA
CRD#: 107105
Washington, DC
Past
October 5, 2004 - June 1, 2006
BLACKROCK CAPITAL MANAGEMENT, INC.
RIA
CRD#: 108069
NEW YORK, NY
Past
October 8, 1999 - January 19, 2023
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
WASHINGTON DC, DC
Past
June 30, 1998 - February 8, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 19, 1997 - May 20, 1998
PNC BROKERAGE CORP
BD
CRD#: 34671
PITTSBURGH, PA
Past
September 25, 1996 - February 20, 1997
PNC BROKERAGE CORP
BD
CRD#: 34671
PITTSBURGH, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/14/2025)
RR
Alaska(1/14/2025)
RR
Arizona(1/14/2025)
RR
Arkansas(1/14/2025)
RR
California(1/14/2025)
RR
Colorado(1/14/2025)
RR
Connecticut(1/14/2025)
RR
Delaware(1/14/2025)
RR
District of Columbia(4/16/2024)
RR
Florida(1/14/2025)
RR
Georgia(1/14/2025)
RR
Hawaii(1/14/2025)
RR
Idaho(1/14/2025)
RR
Illinois(1/14/2025)
RR
Indiana(1/14/2025)
RR
Iowa(1/14/2025)
RR
Kansas(1/14/2025)
RR
Kentucky(1/14/2025)
RR
Louisiana(1/14/2025)
RR
Maine(1/14/2025)
RR
Maryland(4/16/2024)
RR
Massachusetts(1/14/2025)
RR
Michigan(1/14/2025)
RR
Minnesota(1/14/2025)
RR
Mississippi(1/14/2025)
RR
Missouri(1/14/2025)
RR
Montana(1/14/2025)
RR
Nebraska(1/14/2025)
RR
Nevada(1/14/2025)
RR
New Hampshire(1/14/2025)
RR
New Jersey(1/14/2025)
RR
New Mexico(1/14/2025)
RR
New York(1/14/2025)
RR
North Carolina(1/14/2025)
RR
North Dakota(1/14/2025)
RR
Ohio(4/17/2024)
RR
Oklahoma(1/14/2025)
RR
Oregon(1/14/2025)
RR
Pennsylvania(1/14/2025)
RR
Puerto Rico(1/14/2025)
RR
Rhode Island(1/14/2025)
RR
South Carolina(1/14/2025)
RR
South Dakota(1/14/2025)
RR
Tennessee(1/14/2025)
RR
Texas(1/14/2025)
RR
Utah(1/14/2025)
RR
Vermont(1/14/2025)
RR
Virginia(4/16/2024)
RR
Washington(1/14/2025)
RR
West Virginia(4/16/2024)
RR
Wisconsin(1/14/2025)
RR
Wyoming(1/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BO
BLUE OWL SECURITIES
BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC
CRD#: 283250 / SEC#: , 8-69744
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
375 Park Avenue, New York, NY 10152
Mailing Address
375 Park Avenue 4th Floor, New York, NY 10152
Phone number
(212) 419-3000
Established
Delaware since 12/17/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
