William J. Graham

LATITUDE ADVISORS

Garden City, NY 11530

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CRD#: 2788805

Professional summary

William James Graham is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Garden City, New York and GWN SECURITIES INC. located in Garden City, New York.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. William has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/1982-PRESENT, NAME OF FIRM; WILLIAM J. GRAHAM CPA, ADD; 8411 13TH AVENUE BROKLYN, NY 11204. DUTIES; TAX ADVISOR, TITLE; CPA, HRS PER MONTH; 160, COMPENSATION BY HOURLY FEE. 06/2015-PRESENT, LATITUDE ADVISORS, 8411 13TH AVE BROOKLYN, NY 11228 DUTIES: INVESTMENT ADVISOR REP HRS PER MONTH: 20, COMPENSATION VIA FEES HARBOR FINANCIAL, INC., Is Investment Related, DBA, Financial Professional, 04/01/2010,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Graham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2021 - Present

LATITUDE ADVISORS, LLC

Office #1: 585 Stewart Ave Suite L60c, Garden City, NY 11530

RIA

CRD#: 151001

Garden City, NY

Current

June 15, 2015 - Present

GWN SECURITIES INC.

Office #1: 585 Stewart Avenue Suite 640, Garden City, NY 11530

RIA

CRD#: 128929

Garden City, NY

Past

January 26, 2010 - November 22, 2013

GWN SECURITIES INC.

CRD#: 128929

BROOKLYN, NY

Past

October 14, 2005 - December 31, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

BROOKLYN, NY

Past

October 5, 2005 - October 13, 2005

LONG ISLAND FINANCIAL GROUP, INC.

CRD#: 31148

ROSLYN, NY

Past

June 30, 2004 - August 13, 2004

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

May 9, 2002 - June 30, 2004

HOCHMAN & BAKER SECURITIES, INC.

CRD#: 19949

STAMFORD, CT

Past

December 8, 1998 - August 2, 1999

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

MELVILLE, NY

Past

July 30, 1998 - November 16, 1998

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

November 1, 1996 - March 6, 1998

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(6/15/2015)

IAR

New York
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/8/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

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Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William J. Graham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

GWN SECURITIES INC.

MEDALLION INVESTMENT SERVICES, INC.

LONG ISLAND FINANCIAL GROUP, INC.

CETERA FINANCIAL SPECIALISTS LLC

HOCHMAN & BAKER SECURITIES, INC.

NORTH RIDGE SECURITIES CORP.

AVANTAX INVESTMENT SERVICES, INC.

TRUSTED SECURITIES ADVISORS CORP.

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/8/2002

SIE

Date: 10/1/2018

Series 6

Date: 5/8/2002

FINRA

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

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