Joye L. Nalls
Professional summary
Joye Leann Nalls, who also goes by Joe Leann Nalls, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Victoria, Texas.
Joye is registered as a RR (Registered Representative) and started their career in finance in 1996. Joye has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joye Leann Nalls's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2003 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 1501 East Mockingbird Lane Suite 105, Victoria, TX 77904September 13, 1996 - March 4, 2003
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2021)
(3/19/2018)
(2/22/2018)
(4/9/2003)
(11/12/2025)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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