Donald J. Klotter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Joseph Klotter was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1996. Donald had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2003 - April 18, 2016
MAZAMA CAPITAL MANAGEMENT INC
July 1, 1999 - December 31, 2001
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
September 3, 1997 - November 26, 1997
U.S. BANCORP INVESTMENTS, INC.
October 18, 1996 - September 3, 1997
U.S. BANCORP SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAZAMA CAPITAL MANAGEMENT INC
CRD#: 108405 / SEC#: 801-55010
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
