BT
Brian R. Thomsen
CETERA INVESTMENT ADVISERS LLC
Wheaton, MN 56296
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CRD#: 2786861
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Professional summary
Brian Richard Thomsen, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Wheaton, Minnesota and CETERA WEALTH SERVICES, LLC located in Wheaton, Minnesota.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Brian has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: Independent Insurance Agent; Yes; 1002 1ST AVE N; WHEATON; MN; 56296; fixed insurance sales; Independent Insurance Agent; 4/19/2007; 160; 160; sales of fixed insurance products|NAME OF ENTITY:Thomsen Insurance & Investment Services; Yes; 1002 1ST AVE N; WHEATON; MN; 56296; DBA; owner; 1/1/2000; 160; 160; DBA for insurance and securities|NAME OF ENTITY:WHEATON AREA SCHOOLS; No; 1700 3RD AVE SOUTH; WHEATON; MN; 56296; HIGH SCHOOL COMMITTEE; CHAIN CREW MEMBER; 9/16/2016; 5; 0; MARK FIRST DOWN YARDS ONF THE FOOTBALL FIELD|NAME OF ENTITY:LIFE SETTLEMENTS; No; 1002 1ST AVE NORTH; WHEATON; MN; 56296; LIFE SETTLEMENTS; INDEPENDENT REP; 12/1/2018; 2; 2; LIFE SETTLEMENTS|NAME OF ENTITY:Brian Thomsen-Rental; No; 1002 1St Ave. North; Wheaton; MN; 56296; Rental Commercial Building; Owner; 3/1/2020; 1; 1; collect rent|
CRS (Client Relationship Summary) - RIA
Click below to view Brian Richard Thomsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1002 1st Ave N, Wheaton, MN 56296RIA
CRD#: 105644
Wheaton, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1002 1st Ave N, Wheaton, MN 56296BD
CRD#: 13572
Wheaton, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
January 30, 2014 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Wheaton, MN
Past
January 1, 2004 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Wheaton, MN
Past
January 31, 1997 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(10/16/2025)
RR
Florida(6/10/2021)
RR
Kansas(2/11/2025)
RR
Kentucky(7/25/2024)
RR
Massachusetts(6/9/2021)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Mississippi(8/25/2025)
RR
Missouri(6/9/2021)
RR
Montana(1/4/2024)
RR
North Dakota(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oregon(7/1/2024)
RR
South Dakota(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Wheaton, MN 56296TRUST BUT VERIFY
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