AS
Anthony Schiff
1230 ADVISORS
Pound Ridge, NY 10576
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CRD#: 2786664
AS
Professional summary
Anthony Schiff, who also goes by Anthony Goodwin Schiff, is a registered financial advisor currently at 1230 ADVISORS, LLC located in Pound Ridge, New York.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Anthony has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Goodwin Schiff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: Solitray LLC Investment related: No Address: Pound Ridge, NY Solitray.com Nature of the other business: Serving tray for the bar/restaurant/beverage service industry Position/Title/Relationship: General Partner Start Date: 02-Nov-2015 Approximate # of hours a month: 2 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: managing the business Entity Name: 79-81 Oxford, LLC Investment related: Yes Address: 46 Cambridge, MA Nature of the other business: Buying a building Position/Title/Relationship: Investor / Trustee Start Date: 15-Jan-2019 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the trustee of two trusts which will invest in an LLC for the sole purpose of buying a residential building Entity Name: 60th Street LLC Investment related: No Address: 311 New York, NY Nature of the other business: Restaurant/Bar Position/Title/Relationship: Partial Owner Start Date: 09-Aug-2013 Approximate # of hours a month: Zero Approximate # of hours during securities trading hours: zero Briefly describe your duties: Investor. No responsibilities. BREWSTER GRAT AND BREWSTER 2012 IRREVOCABLE TRUST, NY, NY 10021 THERE IS NO BUSINESS. THESE ARE TRUSTS ESTABLISHED BY DAVID BREWSTER FOR ESTATE PLANNING PURPOSES. TRUSTEE GRAT - 12/18/2007 2012 TRUST - DEC 2012 1-2 HRS DEVOTE TO OBA. 1-2 HRS DEVOTED DURING TRADING HRS OVERSEE THE ACTIVITIES OF THE TRUST WHICH CURRENTLY INCLUDES INVESTMENTS IN A JPMS ACCOUNT AND FILING A TAX RETURN.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Schiff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2021 - Present
1230 ADVISORS, LLC
Office #1: 25 Autumn Ridge Road, Pound Ridge, NY 10576RIA
CRD#: 312504
Pound Ridge, NY
Past
April 7, 2021 - May 14, 2021
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
WHITE PLAINS, NY
Past
February 24, 2012 - May 14, 2021
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
WHITE PLAINS, NY
Past
June 1, 2009 - March 9, 2012
MORGAN STANLEY
BD
CRD#: 149777
NEW YORK, NY
Past
September 20, 1996 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1A
1230 ADVISORS, LLC
1230 ADVISORS, LLC | 1230 CAPITAL LLC
CRD#: 312504 / SEC#: 801-120771
RIA
Registered Investment Advisory firm - (4/12/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
1A
1230 ADVISORS, LLC
1230 ADVISORS, LLC | 1230 CAPITAL LLC
CRD#: 312504 / SEC#: 801-120771
RIA
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Contact information
Main Address
25 Autumn Ridge Road, Pound Ridge, NY 10576
Mailing Address
Phone number
(917) 692-1095
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 94 |
| AUM (Assets Under Management) | $ 103,300,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
