Kenneth A. Najarian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Alan Najarian, who also goes by Ken Najarian, Kenny Najarian, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1996. Kenneth had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2013 - December 8, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
March 28, 2005 - December 31, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
October 16, 2003 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 14, 2003 - December 8, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 25, 2002 - October 31, 2003
CETERA ADVISORS LLC
April 29, 1998 - October 31, 2003
CETERA ADVISORS LLC
September 20, 1996 - May 5, 1998
TRUSTED SECURITIES ADVISORS CORP.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
