Orit Heather Small
CFP®Professional Summary
Orit Heather Small, CFP®, who also goes by Orit H Small, is a registered financial advisor currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia. Orit is registered as a RR (Registered Representative) and started their career in finance in 1997. Orit has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Orit H Small
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Current Firm
PREFERRED CAPITAL SECURITIES, LLC
Contact Information
Main Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Mailing Address
3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Phone Number
(855) 330-6594Established
Georgia since 09/17/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
State Registrations and Notice Filings
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
(9/23/2016)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
CRS (Client Relationship Summary) - BD
Click below to view Orit Heather Small's CRS (Customer Relationship Summary).
Similar Advisors
AMERIPRISE FINANCIAL SERVICES, LLC
ATLAS INVESTMENT ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
GREAT BAY WEALTH MANAGEMENT
