Stacy T. Turner
Professional summary
Stacy Todd Turner is a registered financial advisor currently at THE WEALTH MASTERY, LLC located in Palo Alto, California.
Stacy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Stacy has worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stacy Todd Turner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2022 - Present
THE WEALTH MASTERY, LLC
Office #1: 228 Hamilton Ave, Palo Alto, CA 94301January 11, 2017 - December 31, 2017
THE WEALTH MASTERY, LLC
September 8, 2016 - December 31, 2016
THE WEALTH MASTERY, LLC
March 29, 2011 - March 26, 2013
LIBERTY GROUP, LLC
July 31, 2008 - January 31, 2011
ISLAND TRADING
January 17, 2007 - August 6, 2008
INSTINET, LLC
June 27, 2003 - November 15, 2006
TRADING LLC
November 12, 1996 - June 19, 1997
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/2022)
Exams
Series 55
Date: 6/14/2003
Limited Representative-Equity Trader ExamCurrent Firm
THE WEALTH MASTERY, LLC
CRD#: 318682 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 1,400,000 |
Red Flags
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Company Information
THE WEALTH MASTERY, LLC
CRD#: 318682Palo Alto, CA 94301TRUST BUT VERIFY
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