James A. Mothorpe
CAPITAL INVESTMENT ADVISORY SERVICES
PEACHTREE CITY, GA 30269
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CRD#: 2786182
Professional summary
James Andrew Mothorpe, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Peachtree City, Georgia and CAPITAL INVESTMENT GROUP, INC. located in Peachtree City, Georgia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Debt Management
Investment Planning
Education Planning
Budgeting
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NATIONAL INSURANCE BROKERAGE. AGENT FOR LONG TERM LIFE AND LONG TERM CARE INSURANCE. NOT INVESTMENT RELATED. 2. SENIOR MARKET SALES, INC. AGENT. 8420 W. DODGE ROAD, OMAHA, NE 68114. FIXED INSURANCE FMO. PROVIDE THE OPPORTUNITY FOR CURRENT AND PROSPECTIVE CLIENTS TO PURCHASE MEDICARE SUPPLEMENT. NOT INVESTMENT RELATED. STARTED 6/1/2017. 3. CAPITAL INSURANCE AFFILIATES. AGENT. 205 KENTWOOD DRIVE, PEACHTREE CITY, GA 30269. SELL FIXED PRODUCTS THROUGH TARKENTON FINANCIAL, ASH BROKERAGE, FINANCIAL INDEPENDENCE GROUP, PENN MUTUAL. STARTED 11/2018. 10 OR < HRS PER WEEK, ALL DURING NORMAL TRADING HOURS. 4. J. ANDREW MOTHORPE, LLC. OWNER/FOUNDER. 205 KENTWOOD DRIVE, PEACHTREE CITY, GA 30269. LLC CREATED FOR INVESTMENT BUSINESS. <1HR.MO, 0 DURING NORMAL TRADING HRS. 5. FAYETTE COUNTY CHAMBER OF COMMERCE AMBASSADOR. VOLUNTEER. 600 WEST LANIER AVE, STE 205, FAYETTEVILLE, GA 30214. STARTED 09/2000. 5 HRS/WK, 5 DURING NORMAL TRADING HRS. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view James Andrew Mothorpe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
September 21, 2015 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 205 Kentwood Drive, Peachtree City, GA 30269RIA
CRD#: 149124
PEACHTREE CITY, GA
Current
May 8, 2009 - Present
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
PEACHTREE CITY, GA
Past
November 26, 2003 - May 13, 2009
EQUITY SERVICES, INC.
BD
CRD#: 265
PEACHTREE, GA
Past
November 20, 1997 - November 21, 2003
VERAVEST INVESTMENTS, INC.
BD
CRD#: 3960
WORCESTER, MA
Past
September 10, 1996 - October 20, 1997
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/8/2009)
RR
Georgia(5/8/2009)
IAR
Georgia(9/21/2015)
RR
Indiana(9/26/2025)
RR
Kentucky(12/9/2021)
RR
Maryland(9/26/2025)
RR
Michigan(5/18/2016)
RR
Mississippi(7/24/2018)
RR
South Carolina(1/20/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Company Information
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CRD#: 149124Peachtree City, GA 30269TRUST BUT VERIFY
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Contact information
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