Nancy G. Miranda
Professional summary
Nancy Grace Miranda, CFP®, who also goes by Nancy Miranda, Nancy Grace Naworski, Nancy Naworskidemiranda, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Hermosa Beach, California.
Nancy is registered as a RR (Registered Representative) and started their career in finance in 1996. Nancy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nancy Grace Miranda's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2447 Pacific Coast Hwy 2nd Floor Suites 230/238, Hermosa Beach, CA 90254October 19, 2018 - January 22, 2025
ASCENSUS BROKER DEALER SERVICES, LLC
August 27, 2015 - October 19, 2018
ASCENSUS FINANCIAL SERVICES, LLC.
January 27, 2015 - August 7, 2015
VOYA FINANCIAL PARTNERS, LLC
July 12, 2013 - January 27, 2015
VOYA FINANCIAL ADVISORS, INC.
June 8, 2004 - July 1, 2013
ADP BROKER-DEALER, INC.
December 27, 2000 - June 4, 2004
NATIONAL PLANNING CORPORATION
December 18, 1998 - June 4, 2004
NATIONAL PLANNING CORPORATION
September 19, 1996 - December 18, 1998
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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