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TW

Theodore T. Wang

ANGEL POND CAPITAL
NEW YORK, NY 10028
CRD#: 2786005
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TW
Theodore Tiefei WangANGEL POND CAPITAL

Professional summary


Theodore Tiefei Wang, who also goes by Tiefei Wang, is a registered financial professional currently at ANGEL POND CAPITAL LLC located in New York, New York.

Theodore is registered as a RR (Registered Representative) and started their career in finance in 1996. Theodore has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 55, Series 3, Series 7, Series 14 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tiefei Wang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Theodore Tiefei Wang's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 6, 2017 - Present

ANGEL POND CAPITAL LLC

Office #1: 30 E 85th St 30th Fl, New York, NY 10028Office #2: 30 E 85th St 30th Floor, New York, NY 10028
BD
CRD#: 287761
NEW YORK, NY
Past

September 20, 1996 - January 29, 2015

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(12/6/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 10/6/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/12/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/2002
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


AP
ANGEL POND CAPITAL LLC
ANGEL POND CAPITAL LLC | PUISSANCE FINANCIAL GROUP LLC

CRD#: 287761 / SEC#: , 8-69910

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
30 E 85th St 30th Fl, New York, NY 10028
Mailing Address
30 E 85th St 30th Fl, New York, NY 10028
Phone number
(212) 878-3702
Established
Delaware since 09/23/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
WANG, THEODORE TIEFEICEO/CCO2786005
GRAY, JOHN CLARKEFINOP / CFO1367440

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ANGEL POND CAPITAL LLC

CRD#: 287761New York, NY 10028

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