JT
Janice S. Towne
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Keosauqua, IA 52565
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CRD#: 2785744
JT
Professional summary
Janice Susan Towne, CFP®, who also goes by Janice Susan Licht, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Keosauqua, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Keosauqua, Iowa.
Janice is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Janice has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Janice Susan Licht
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HOTEL MANNING PRESERVATION GROUP, 100 Van Buren Street, Keosauqua IA 52565, United States, 04/01/2018, Treasurer, Owner/Partner of a Business Entity, NIR, 5/MO - 5/Trading 2) RENTAL PROPERTY, 709 1st Street, Keosauqua IA 52565, United States, 03/28/2014, Owner, Real Estate, NIR, 1/MO - 0/MO 3) JAN TOWNE, 709 1st Street, Keosauqua IA 52565, United States, 05/01/2017, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 2/MO - 2/Trading 4) RIVERVIEW FINANCIAL GROUP, 709 1st Street, Keosauqua IA 52565, United States, 11/01/2009, Owner, Tax services, NIR, 80/MO - 70/Trading 5) HENRY COUNTY HEALTH CENTER FOUNDATION, 407 S White St, Mt Pleasant IA 52641, United States, 09/01/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1/MO - 0/Trading 6) JAN TOWNE, 709 1st Street, Keosauqua IA 52565, 05/2017, Agent, Insurance/Benefits/Human Resources, INV REL, 2 HR/MO, 2 HR/MO TRADING. 7) RIVERVIEW FINANCIAL GROUP, 709 1st Street, Keosauqua IA 52565, United States, 11/01/2009, IAR, DBA, INV REL, 80/MO - 70/Trading 8) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 10/30/2024
CRS (Client Relationship Summary) - RIA
Click below to view Janice Susan Towne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
October 30, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 709 1st St. Ste. 3, Keosauqua, IA 52565RIA
CRD#: 134139
Keosauqua, IA
Current
October 30, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 709 1st St. Ste. 3, Keosauqua, IA 52565BD
CRD#: 39543
Keosauqua, IA
Past
September 18, 2000 - November 4, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
FAIRFIELD, IA
Past
September 21, 1999 - November 4, 2024
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
KEOSAUQUA, IA
Past
July 15, 1997 - September 23, 1999
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Past
September 6, 1996 - August 6, 1997
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/30/2024)
RR
California(10/30/2024)
RR
Colorado(10/30/2024)
RR
Florida(10/30/2024)
RR
Georgia(10/30/2024)
RR
Illinois(10/30/2024)
RR
Indiana(10/30/2024)
RR
Iowa(10/30/2024)
IAR
Iowa(10/30/2024)
RR
Missouri(10/30/2024)
RR
Nevada(10/30/2024)
RR
New York(5/27/2025)
RR
Ohio(10/30/2024)
RR
Texas(10/30/2024)
IAR
Texas(10/30/2024)
RR
Wisconsin(10/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Keosauqua, IA 52565TRUST BUT VERIFY
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