Jerry Lee Kirkpatrick
Professional Summary
Jerry Lee Kirkpatrick is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Centerville, Iowa and CETERA WEALTH SERVICES, LLC located in Centerville, Iowa. Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jerry has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Current Firm
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.
Contact Information
Main Address
11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211Phone Number
(913) 498-8898# of Employees
78SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
14,107AUM (Assets Under Management)
$4,164,758,846Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/19/2026 | Cover Page | Report |
| 11/24/2025 | Cover Page | Report |
| 08/08/2024 | Cover Page | Report |
| 11/27/2023 | Cover Page | Report |
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
Primary Firm SEC Registration
CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.
State Registrations and Notice Filings
(9/5/2025)
(9/29/2026)
(9/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1996About the Series 6 examSRO Registrations
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Jerry Lee Kirkpatrick's CRS (Customer Relationship Summary).
Similar Advisors
J.P. MORGAN SECURITIES LLC
TANDEM FINANCIAL, LLC
CLEVELAND WEALTH, LLC
INDEPENDENT FINANCIAL GROUP, LLC