EW
Erik S. Wilson
WORLD EQUITY GROUP
Stuart, FL 34994
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CRD#: 2785624
EW
Professional summary
Erik Sean Wilson, who also goes by Erik Wilson, is a registered financial professional currently at WORLD EQUITY GROUP, INC. located in Stuart, Florida.
Erik is registered as a RR (Registered Representative) and started their career in finance in 1996. Erik has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Erik Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Retirement Resources Centers, Not Investment Related, Started 2-2020, 0 hours/month-Not an active business, Jensen Beach, FL 34957, DBA for MBH Health, Nature: Helping retirees find information, including late stage illness planning and medicaid, Position: Owner of MBH Health, Duties: Provides community with information regarding retirement healthcare planning.
2. MBH Health, Not investment related, Started 4/2017, 0 hours currently, Jensen Beach, FL 34957, Nature: Operate a home care company. Placing aides, CNA's and HHA's, Position: Owner, Duties: Oversee all operations.
3. Insurance Sales, Investment Related, Started 9/2009, Approx 20 hrs/mo, 2-3 hrs during trading hours, Nature: Sales of medicare supplements, medicare advantage, life insurance, Fixed Indexed Annuities, Position: Agent, Duties: Selling insurance products.
4) INVESTMENT ADVISORY REPRESENTATIVE-TRIUMPH WEALTH ADVISORS, INC., Started 5/2016, 0 hours currently, 2230 TOWNE LAKE PARKWAY, BUILDING 800, STE. 130, WOODSTOCK, GA. 30189 INVESTMENT RELATED-OFFERS ADVISORY SERVICES, SUCH AS ASSET MANAGEMENT, FINANCIAL PLANNING AND OTHER INVESTMENT ADVISORY SERVICES. TOGETHER WITH SENIOR INFORMATION CENTERS' ACTIVITIES.
CRS (Client Relationship Summary) - BD
Click below to view Erik Sean Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2019 - Present
WORLD EQUITY GROUP, INC.
Office #1: 759 Sw Federal Hwy. Suite 200-i, Stuart, FL 34994RIA
BD
CRD#: 29087
Stuart, FL
Past
April 9, 2015 - May 30, 2024
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
BOCA RATON, FL
Past
March 25, 2015 - July 23, 2019
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
Boca Raton, FL
Past
February 12, 2015 - March 25, 2015
FINTEGRA, LLC
RIA
CRD#: 16741
WEST PALM BEACH, FL
Past
May 15, 2014 - March 25, 2015
FINTEGRA, LLC
BD
CRD#: 16741
WEST PALM BEACH, FL
Past
June 3, 1998 - August 15, 2001
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
NEW YORK, NY
Past
December 9, 1997 - May 21, 1998
W.J. NOLAN & COMPANY, INC.
BD
CRD#: 16465
NEW YORK, NY
Past
September 9, 1997 - November 19, 1997
DALTON KENT SECURITIES GROUP, INC.
BD
CRD#: 38813
NEW YORK, NY
Past
November 27, 1996 - July 15, 1997
INVESTMENT CENTERS OF AMERICA, INC.
BD
CRD#: 16443
APPLETON, WI
Past
August 23, 1996 - November 29, 1996
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/24/2025)
RR
Florida(9/18/2019)
RR
New Jersey(7/15/2019)
RR
New York(7/15/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Stuart, FL 34994TRUST BUT VERIFY
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