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Christopher E. Henderson

PALISADE CAPITAL MANAGEMENT, LP
Fort Lee, NJ 07024-7102
Some features on this profile are disabled
CRD#: 2785530
CH

Professional summary

Christopher Edward Henderson, who also goes by Christopher E Henderson, Christopher Henderson, is a registered financial advisor currently at PALISADE CAPITAL MANAGEMENT, LP located in Fort Lee, New Jersey.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Christopher has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christopher E Henderson | Christopher Henderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Edward Henderson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 9, 2024 - Present

PALISADE CAPITAL MANAGEMENT, LP

Office #1: 1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102
RIA
CRD#: 104581
Fort Lee, NJ
Past

August 31, 2023 - May 31, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Fort Lee, NJ
Past

April 22, 2008 - May 5, 2021

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

January 26, 2006 - April 16, 2008

BEAR STEARNS ASSET MANAGEMENT INC.

RIA
CRD#: 113359
NEW YORK, NY
Past

December 7, 2005 - April 16, 2008

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 30, 2002 - November 4, 2003

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

December 3, 1996 - August 5, 2002

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

BD
CRD#: 28262
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PALISADE CAPITAL MANAGEMENT, LP
PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA
Registered Investment Advisory firm - (2/7/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/10/2024)
IAR
Connecticut
(4/10/2024)
IAR
Florida
(6/3/2024)
IAR
Georgia
(4/11/2024)
IAR
Illinois
(4/12/2024)
IAR
Louisiana
(4/16/2024)
IAR
Maryland
(4/9/2024)
IAR
Massachusetts
(10/3/2024)
IAR
Michigan
(4/11/2024)
IAR
Missouri
(6/3/2024)
IAR
New Jersey
(4/9/2024)
IAR
New York
(4/9/2024)
IAR
North Carolina
(4/11/2024)
IAR
Ohio
(4/10/2024)
IAR
Pennsylvania
(4/10/2024)
IAR
Rhode Island
(6/3/2024)
IAR
South Carolina
(4/9/2024)
IAR
Texas
(4/9/2024)
IAR
Wisconsin
(4/10/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/13/2023
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 1/15/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 1/6/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 12/2/1996
General Securities Representative Examination

Current Firm

PC
PALISADE CAPITAL MANAGEMENT, LP
PALISADE CAPITAL MANAGEMENT LLC | PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581 / SEC#: 801-48401

RIA
Registered Investment Advisory firm - (2/7/1995 Approved)
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Contact information

Main Address
1 Bridge Plaza North Suite 1095, Fort Lee, NJ 07024-7102
Mailing Address
Phone number
(201) 585-7733
Established
Firm type
Fiscal year end
# of Employees
40

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PALISADE CAPITAL MANAGEMENT FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts2,412
AUM (Assets Under Management)$ 4,225,941,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PALISADE CAPITAL MANAGEMENT, LP

CRD#: 104581Fort Lee, NJ 07024-7102

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