RM
Richard H. Muncaster
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Greenville, SC 29601
Some features on this profile are disabled
CRD#: 2785454
RM
Professional summary
Richard Harvey Muncaster, AIF®, who also goes by Richard H Muncaster, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Greenville, South Carolina and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Greenville, South Carolina.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Richard has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard H Muncaster
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLEMSON CLUB, GREENVILLE, SC, 2/2016 AS CO-DIRECTOR. NIR - 4 HR/MO - 0/TRADING. 2) MUNCASTER FINANCIAL SERVICES INC, 411 UNIVERSITY RIDGE, STE 100, GREENVILLE, SC, 1/2005 AS OWNER/INDEPENDENT INSURANCE AGENT SELLING/SERVICING P&C, HEALH, DISABILITY, LIFE, & LTC PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20 HR/WK - 20/TRADING. 3) MUNCASTER FINANCIAL GROUP, GREENVILLE, SC, 02/2019. PRESIDENT,ACTING AS AN INSURANCE AGENCY. INV REL-15/MO-12/TRADING. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2016 AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. 5) HARVEY HOLDINGS LLC, 411 UNIVERSITY RIDGE, STE 100, 1/2015 AS MANAGING MEMBER OF LLC TO HOLD FARM, TIMBER, & HUNTING LAND IN FL. INV REL - 10 HR/YR - 0/TRADING. 6) MINMUN PROPERTIES,LLC, 141 AUGUSTA COURT GREENVILLE,SC. 10/31/2016, INVESTMENT RENTAL PROPERTY, MEMBER. INVESTMENT RELATED, 2/MONTHLY, NONE/TRADE. 7) MILLS THOMAS LLC, 9 WHITSETT ST, GREENVILLE, SC, 9/2018 AS PART-OWNER OF LLC TO HOLD RENTAL REAL ESTATE. NIR - 2/MO - 0/TRADING. 8) STONE PACK LLC, 9 WHITSEE ST, GREENVILLE, SC, 9/2018 AS PARTNER OF LLC THAT OWNS RIGHT TO PURCHASE PROPERTY. NIR - 5/MO - 0/TRADING. 9) 9 WHITSETT LLC, 9 WHITSETT ST, GREENVILLE, SC, 7/2018 AS OWNER OF LLC THAT OWNS OFFICE BUILDING. NIR - 2/MO - 0/TRADING. 10) MUNCASTER SIMMONS TAX ADVISORS, LLC, 9 WHITSETT STREET, GREENVILLE, SC, 10/15/20, NIR, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 5/WK- 5/TRADING 11) MEALS ON WHEELS DEVELOPMENT COMMITTEE / 15 Oregon Street, Greenville SC 29605 / 08/23/2022 / NIR / BOARD MEMBER - DEVELOPMENT COMMITTEE / 2 HR/MO - 0 HR/MO TRADING 12) BETTER BUSINESS BUREAU BOARD OF DIRECTORS / 408 North Church Street, Suite C, Greenville SC 29601 / 08/17/2022 / NIR / BOARD MEMBER / 2 HR/MO - 0 HR/MO TRADING 13) AMERICAN HEART ASSOCIATION, 156 Milestone Way A, Greenville SC 29615, 01/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 1 HR/MO Trading 14) 149 CRAIG HILL LLC, 149 Craig Hill Cir, Six Mile SC 29682, 01/01/2024, Owner, Real Estate, NIR, 5 HR/MO, 0 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Harvey Muncaster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 9, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 502 Green Ave., Greenville, SC 29601RIA
CRD#: 134139
Greenville, SC
Current
May 9, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 502 Green Ave., Greenville, SC 29601BD
CRD#: 39543
Greenville, SC
Past
September 4, 2009 - May 9, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
GREENVILLE, SC
Past
September 4, 2009 - May 9, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
GREENVILLE, SC
Past
September 29, 2005 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
GREENVILLE, SC
Past
September 7, 2005 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
GREENVILLE, SC
Past
February 1, 2005 - June 24, 2005
TRIAD ADVISORS LLC
RIA
CRD#: 25803
GREENVILLE, SC
Past
February 1, 2005 - June 24, 2005
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
April 7, 2004 - February 10, 2005
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
GREENVILLE, SC
Past
May 3, 1999 - February 10, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
January 26, 1998 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
February 7, 1997 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
February 7, 1997 - February 19, 1998
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/24/2024)
RR
Colorado(2/3/2022)
RR
Florida(5/9/2016)
RR
Georgia(5/9/2016)
RR
New York(6/14/2023)
RR
North Carolina(8/20/2018)
RR
South Carolina(5/9/2016)
IAR
South Carolina(5/9/2016)
RR
Tennessee(1/16/2024)
RR
Virginia(3/28/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Greenville, SC 29601TRUST BUT VERIFY
Monitor Richard Muncaster
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
