Jeffrey R. Shafer
Professional summary
Jeffrey Ross Shafer, CFP®, who also goes by Jeff Shafer, is a registered financial professional currently at COMMONGOOD SECURITIES LLC located in Winter Park, Florida.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Ross Shafer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 12, 2018 - Present
COMMONGOOD SECURITIES LLC
Office #1: 181 W Stovin Ave, Winter Park, FL 32789June 15, 2017 - March 7, 2018
FRONTIER SOLUTIONS, LLC
January 20, 2017 - March 15, 2017
STRATCAP SECURITIES, LLC
December 8, 1997 - April 18, 2016
CNL SECURITIES CORP.
November 14, 1996 - November 19, 1997
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/20/2020)
(9/19/2019)
(4/4/2018)
(4/23/2018)
(11/21/2019)
(9/17/2019)
(9/26/2019)
(3/29/2018)
(8/10/2020)
(5/14/2021)
(4/10/2018)
(11/5/2019)
(4/10/2019)
(8/15/2019)
(8/19/2019)
(10/11/2019)
(9/30/2019)
(4/12/2019)
(9/3/2020)
(8/15/2019)
(10/4/2019)
(10/21/2019)
(3/29/2021)
(4/10/2018)
(4/3/2019)
(9/5/2019)
(3/5/2019)
(8/15/2019)
(9/24/2019)
(8/15/2019)
(4/30/2018)
(8/15/2019)
(8/11/2025)
(5/31/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COMMONGOOD SECURITIES LLC
CRD#: 289317 / SEC#: , 8-69989
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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