Jeffrey Ross Shafer
CFP®Professional Summary
Jeffrey Ross Shafer, CFP®, who also goes by Jeff Shafer, is a registered financial advisor currently at COMMONGOOD SECURITIES LLC located in Winter Park, Florida. Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1996. Jeffrey has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeff Shafer
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
Current Firm
COMMONGOOD SECURITIES LLC
Contact Information
Main Address
181 W Stovin Ave, Winter Park, FL 32789Mailing Address
P.o. Box 791, Winter Park, FL 32789Phone Number
(407) 476-5453Established
Florida since 06/30/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (31 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
State Registrations and Notice Filings
(9/19/2019)
(4/4/2018)
(4/23/2018)
(11/21/2019)
(9/17/2019)
(9/26/2019)
(3/29/2018)
(8/10/2020)
(5/14/2021)
(4/10/2018)
(11/5/2019)
(4/10/2019)
(8/15/2019)
(8/19/2019)
(4/12/2019)
(9/3/2020)
(8/15/2019)
(10/4/2019)
(10/21/2019)
(3/29/2021)
(4/10/2018)
(4/3/2019)
(9/5/2019)
(3/5/2019)
(8/15/2019)
(9/24/2019)
(8/15/2019)
(4/30/2018)
(8/15/2019)
(8/11/2025)
(5/31/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Ross Shafer's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
COLE WEALTH MANAGEMENT, LLC
MORGAN STANLEY
