Alan M. Krim
Professional summary
Alan Mitchell Krim is a registered financial professional currently at FARINA & ASSOCIATES, INC. located in New York, New York and THINKEQUITY LLC located in New York, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 2000. Alan has worked at 27 firms and has passed the SIE, Series 99TO, Series 25 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Mitchell Krim's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2019 - Present
FARINA & ASSOCIATES, INC.
Office #1: C/o Bayat Consulting, Inc. 14 Wall Street 20th Floor, New York, NY, 10005August 31, 2022 - Present
THINKEQUITY LLC
Office #1: 17 State Street 41st Floor, New York, NY, 10004January 30, 2023 - Present
PTR, INC.
Office #1: 601 Haddon Avenue Suite 108, Collingswood, NJ 08108April 3, 2023 - Present
BEACONS STRATEGIC CAPITAL, INC.
Office #1: 1054 Snipe Ct., Carlsbad, CA 92011January 7, 2025 - Present
IRONLIGHT MARKETS, LLC
August 22, 2024 - October 23, 2024
PARX TRADING, LLC
June 2, 2023 - July 22, 2024
CIRRUS RESEARCH, LLC
April 26, 2023 - July 21, 2023
PENSION FUND EVALUATIONS, INC.
February 16, 2021 - January 17, 2023
JP DERIVATIVES, LLC
October 8, 2020 - December 18, 2023
DE PAOLA TRADING, INC.
September 28, 2018 - June 5, 2019
JAMES E. COFFEY SECURITIES, INC.
June 27, 2018 - October 7, 2024
TRADEMAS INC.
January 27, 2017 - March 22, 2017
EASTGATE SECURITIES, LLC
August 12, 2014 - June 3, 2016
CLANCY FINANCIAL SERVICES, INC.
July 17, 2014 - June 3, 2016
DERMOTT W. CLANCY CORP.
March 22, 2013 - October 16, 2013
OBSIDIAN FINANCIAL GROUP, LLC
January 17, 2013 - December 1, 2015
ILLUSTRO TRADING, LLC
January 2, 2013 - April 24, 2015
G&L PARTNERS, INC.
June 20, 2012 - November 30, 2012
VTRADER PRO, LLC
July 15, 2010 - June 16, 2011
FIRST MERGER CAPITAL, INC
January 9, 2009 - November 2, 2015
EMPIRE EXECUTIONS, INC.
August 31, 2007 - December 23, 2011
CONDATA FINANCIAL
August 29, 2007 - February 19, 2008
TRINITY TRADING CORP.
August 7, 2007 - October 8, 2008
VIANET DIRECT, INC.
November 28, 2001 - January 3, 2007
MCKEON BROTHERS, LLC
August 16, 2001 - June 15, 2007
TAG SECURITIES CORP.
October 1, 2000 - January 10, 2001
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 25
Date: 3/13/2000
NYSE Trading Assistant ExaminationFINRA
MIAX Sapphire
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
IRONLIGHT MARKETS, LLC
CRD#: 330576 / SEC#: , 8-71224
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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