Rifat S. Nikezi
Professional summary
Rifat S Nikezi, who also goes by Rifat S. Nikezi, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in New York, New York.
Rifat is registered as a RR (Registered Representative) and started their career in finance in 1997. Rifat has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rifat S Nikezi's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 28, 2015 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 481 8th Ave Ste 607, New York, NY 10001-1809September 4, 2013 - December 17, 2013
ALLSTATE FINANCIAL SERVICES, LLC
September 3, 2012 - December 19, 2012
ALLSTATE FINANCIAL SERVICES, LLC
June 13, 2001 - December 31, 2001
USALLIANZ SECURITIES, INC.
December 20, 2000 - July 23, 2001
MONY SECURITIES CORPORATION
January 24, 2000 - January 9, 2001
SIGNATOR INVESTORS, INC.
April 16, 1997 - June 18, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/28/2015)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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