John W. Townshend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wesley Townshend was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2015 - December 31, 2023
PALM BEACH CAPITAL CORPORATION
April 30, 2014 - March 30, 2015
PALM BEACH CAPITAL CORPORATION
August 2, 2001 - December 31, 2002
PALM BEACH CAPITAL CORPORATION
September 28, 1999 - August 10, 2000
HORNOR, TOWNSEND & KENT, LLC
July 22, 1997 - August 31, 1999
1ST GLOBAL CAPITAL CORP.
August 22, 1996 - May 28, 1997
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALM BEACH CAPITAL CORPORATION
CRD#: 109870 / SEC#: 801-60091
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 7,642,419 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
