PA

Peter Anthony Augustine

GREAT VALLEY ADVISOR GROUP

Doylestown, PA

·CRD# 2784185·30 years experience

Professional Summary

Peter Anthony Augustine is a registered financial advisor currently at GREAT VALLEY ADVISOR GROUP, LLC located in Doylestown, Pennsylvania and LPL FINANCIAL LLC located in Doylestown, Pennsylvania. Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Peter has worked at 9 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GREAT VALLEY ADVISOR GROUP, LLC·CRD# 123913

RIA

165 W Ashland Street, Doylestown, PA 18901

May 5, 2023 - Present

LPL FINANCIAL LLC·CRD# 6413

RIA

BD

165 W Ashland St, Doylestown, PA 18901-4047

May 5, 2023 - Present

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

RIA

Warminster, PA

July 2, 2013 - May 17, 2023

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

Warminster, PA

July 2, 2013 - May 17, 2023

PNC WEALTH MANAGEMENT LLC·CRD# 129052

RIA

Bensalem, PA

December 20, 2011 - July 8, 2013

PNC WEALTH MANAGEMENT LLC·CRD# 129052

BD

Bensalem, PA

December 20, 2011 - July 8, 2013

CITIZENS SECURITIES, INC.·CRD# 39550

RIA

North Wales, PA

April 22, 2011 - December 16, 2011

CITIZENS SECURITIES, INC.·CRD# 39550

BD

North Wales, PA

March 31, 2010 - December 16, 2011

WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616

BD

Yardley, PA

September 19, 2005 - February 16, 2010

CINCINNATI ANALYSTS, INC.·CRD# 5478

BD

Cincinnati, OH

March 15, 2000 - April 28, 2005

THE INVESTMENT CENTER, INC.·CRD# 17839

BD

Bedminster, NJ

January 4, 1999 - March 15, 2000

CPA ADVISORS NETWORK, INC.·CRD# 10880

BD

Providence, RI

January 2, 1998 - January 4, 1999

SECURITIES AMERICA, INC.·CRD# 10205

BD

Lavista, NE

August 26, 1996 - January 14, 1998

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Current Firm

GV

GREAT VALLEY ADVISOR GROUP, LLC

CRD#: 123913 / SEC#: 801-72270

RIA

Registered Investment Advisory firm - SEC (4/8/2011 Approved)

Delaware

Registered Investment Advisory firm - Delaware (4/12/2011 Terminated)

Maryland

Registered Investment Advisory firm - Maryland (5/20/2011 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (4/13/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

920 Cassatt Road Suite 202, Berwyn, PA 19312

Phone Number

(610) 296-7630

# of Employees

325

SEC notice filing (49 States and Territories)

Registered to provide investment advisory services in 49 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GREAT VALLEY ADVISOR GROUP, INC. FORM ADV PART 2A (9/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

37,014

AUM (Assets Under Management)

$10,599,707,027

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 05/2023 - Doylestown Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/05/2023 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 4/12/2023 - 160 Hours Per Month/ 7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 3) 05/23/2023 - Doylestown Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/05/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GV

GREAT VALLEY ADVISOR GROUP, LLC

CRD#: 123913 / SEC#: 801-72270

RIA

Registered Investment Advisory firm - SEC (4/8/2011 Approved)

Delaware

Registered Investment Advisory firm - Delaware (4/12/2011 Terminated)

Maryland

Registered Investment Advisory firm - Maryland (5/20/2011 Terminated)

New Jersey

Registered Investment Advisory firm - New Jersey (4/13/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arizona
(12/6/2025)

RR

Florida
(5/5/2023)

RR

Maine
(5/5/2023)

RR

New Jersey
(5/5/2023)

RR

New York
(5/5/2023)

RR

Pennsylvania
(5/5/2023)

IAR

Pennsylvania
(5/5/2023)

RR

South Carolina
(5/5/2023)

RR

Tennessee
(1/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.