PJ
Pranav S. Jaiswal
BRANDES INVESTMENT PARTNERS, LP
SAN DIEGO, CA 92130
Some features on this profile are disabled
CRD#: 2784180
PJ
Professional summary
Pranav Sumant Jaiswal, who also goes by P J Jaiswal, Pranav Jaiswal, Pranavkumar Sumant Jaiswal, is a registered financial advisor currently at BRANDES INVESTMENT PARTNERS, LP located in San Diego, California and FORESIDE FUND SERVICES, LLC located in La Jolla, California.
Pranav is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Pranav has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
P J Jaiswal | Pranav Jaiswal | Pranavkumar Sumant Jaiswal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Investment Management; Director, Private Client Portfolio Management; Start 2/2/1999; 160 Hrs Per Month; Work with clients, consultants and major distribution partners to provide insights and interpretation of our firms portfolio strategies and investment philosophy. 2) Rental Property; Not Investment Related; Rental Property; San Diego, CA; 11/2014; Owner; rental property; 2 Hrs./Mo. 3) Rental Property; Not Investment Related; Rental Property; Mesquite, TX; 11/2018; Owner; rental property; 2 Hrs./Mo. 4) Rental Property; Not Investment Related; Rental Property; Dallas, TX; 11/2021; Owner; rental property; 2Hrs./Mo. 5) Rental Property; Not Investment Related; Rental Property; Dallas, TX; 11/2021; Owner; rental property; 2 Hrs./Mo.
CRS (Client Relationship Summary) - RIA
Click below to view Pranav Sumant Jaiswal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2002 - Present
BRANDES INVESTMENT PARTNERS, LP
Office #1: 11988 El Camino Real Suite 500, San Diego, CA 92130RIA
CRD#: 105404
SAN DIEGO, CA
Current
August 1, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 4275 Executive Sq. 5th Floor, La Jolla, CA 92037BD
CRD#: 46106
La Jolla, CA
Past
September 1, 2015 - July 12, 2024
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
LA JOLLA, CA
Past
October 12, 2009 - August 31, 2015
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
August 6, 1998 - February 24, 1999
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 19, 1997 - May 5, 1998
INVESCO CAPITAL MARKETS, INC.
BD
CRD#: 6939
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BRANDES INVESTMENT PARTNERS, LP
BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
RIA
Registered Investment Advisory firm - (8/8/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(8/16/2002)
RR
Alabama(8/1/2024)
IAR
Alaska(8/16/2002)
RR
Alaska(8/14/2024)
RR
Arizona(8/1/2024)
IAR
Arkansas(8/16/2002)
RR
Arkansas(8/20/2024)
IAR
California(3/12/2002)
RR
California(8/1/2024)
RR
Colorado(8/1/2024)
RR
Connecticut(8/1/2024)
IAR
Delaware(8/16/2002)
RR
Delaware(8/1/2024)
IAR
District of Columbia(11/1/2002)
RR
District of Columbia(8/1/2024)
IAR
Florida(9/9/2002)
RR
Florida(8/1/2024)
IAR
Georgia(3/18/2003)
RR
Georgia(8/1/2024)
IAR
Hawaii(8/19/2002)
RR
Hawaii(8/1/2024)
RR
Idaho(8/1/2024)
RR
Illinois(8/1/2024)
IAR
Indiana(8/16/2002)
RR
Indiana(8/1/2024)
RR
Iowa(8/1/2024)
RR
Kansas(8/1/2024)
IAR
Kentucky(8/16/2002)
RR
Kentucky(8/1/2024)
IAR
Louisiana(8/16/2002)
RR
Louisiana(8/1/2024)
IAR
Maine(8/19/2002)
RR
Maine(8/1/2024)
RR
Maryland(8/1/2024)
RR
Massachusetts(8/1/2024)
IAR
Michigan(4/23/2010)
RR
Michigan(8/1/2024)
RR
Minnesota(8/1/2024)
IAR
Mississippi(8/16/2002)
RR
Mississippi(8/1/2024)
IAR
Missouri(8/16/2002)
RR
Missouri(8/9/2024)
RR
Montana(8/1/2024)
IAR
Nebraska(8/21/2002)
RR
Nebraska(8/1/2024)
IAR
Nevada(8/16/2002)
RR
Nevada(8/1/2024)
RR
New Hampshire(8/1/2024)
RR
New Jersey(8/1/2024)
IAR
New Mexico(8/21/2002)
RR
New Mexico(8/1/2024)
RR
New York(8/1/2024)
RR
North Carolina(8/1/2024)
IAR
North Dakota(8/26/2002)
RR
North Dakota(8/1/2024)
IAR
Ohio(10/25/2002)
RR
Ohio(8/1/2024)
RR
Oklahoma(8/1/2024)
IAR
Oregon(8/16/2002)
RR
Oregon(8/9/2024)
IAR
Pennsylvania(8/16/2002)
RR
Pennsylvania(8/1/2024)
IAR
Puerto Rico(8/16/2002)
RR
Puerto Rico(9/25/2024)
IAR
Rhode Island(8/19/2002)
RR
Rhode Island(8/14/2024)
RR
South Carolina(8/1/2024)
RR
South Dakota(8/1/2024)
RR
Tennessee(8/1/2024)
IAR
Texas(8/16/2002)
RR
Texas(8/1/2024)
RR
Utah(8/1/2024)
RR
Vermont(8/1/2024)
RR
Virgin Islands(8/1/2024)
IAR
Virginia(8/16/2002)
RR
Virginia(8/1/2024)
RR
Washington(8/1/2024)
IAR
West Virginia(8/19/2002)
RR
West Virginia(8/1/2024)
IAR
Wisconsin(8/16/2002)
RR
Wisconsin(8/1/2024)
RR
Wyoming(8/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BRANDES INVESTMENT PARTNERS, LP
BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
RIA
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Contact information
Main Address
4275 Executive Square 5th Floor, La Jolla, CA, 92037
Mailing Address
Phone number
(858) 755-0239
Established
Firm type
Fiscal year end
# of Employees
143
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,588 |
| AUM (Assets Under Management) | $ 26,686,881,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
