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JS

Joseph P. Sabol

NOBLES & RICHARDS
Plano, TX 75074
Some features on this profile are disabled
CRD#: 2783648
JS

Professional summary

Joseph Paul Sabol is a registered financial professional currently at NOBLES & RICHARDS, INC. located in Plano, Texas.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Paul Sabol's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 22, 2025 - Present

NOBLES & RICHARDS, INC.

Office #1: 801 East Plano Parkway Suite 220, Plano, TX 75074
BD
CRD#: 146870
Plano, TX
Past

September 13, 2002 - November 30, 2015

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
EL SEGUNDO, CA
Past

February 11, 2002 - September 10, 2002

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

May 18, 2000 - February 11, 2002

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

August 23, 1996 - May 18, 2000

DRAKE & COMPANY, INC.

BD
CRD#: 16227
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/29/2025)
RR
Alaska
(6/29/2025)
RR
Arizona
(6/29/2025)
RR
Arkansas
(6/29/2025)
RR
California
(6/29/2025)
RR
Colorado
(6/30/2025)
RR
Connecticut
(6/29/2025)
RR
Delaware
(6/29/2025)
RR
District of Columbia
(6/29/2025)
RR
Florida
(6/29/2025)
RR
Georgia
(6/29/2025)
RR
Hawaii
(6/29/2025)
RR
Idaho
(6/29/2025)
RR
Illinois
(6/29/2025)
RR
Indiana
(6/29/2025)
RR
Iowa
(6/29/2025)
RR
Kansas
(6/29/2025)
RR
Kentucky
(6/29/2025)
RR
Louisiana
(6/29/2025)
RR
Maine
(6/29/2025)
RR
Maryland
(6/29/2025)
RR
Massachusetts
(6/29/2025)
RR
Michigan
(6/29/2025)
RR
Minnesota
(6/29/2025)
RR
Mississippi
(6/29/2025)
RR
Missouri
(6/29/2025)
RR
Montana
(6/29/2025)
RR
Nebraska
(6/29/2025)
RR
Nevada
(6/29/2025)
RR
New Hampshire
(6/29/2025)
RR
New Jersey
(6/29/2025)
RR
New Mexico
(6/29/2025)
RR
New York
(6/29/2025)
RR
North Carolina
(6/29/2025)
RR
North Dakota
(6/29/2025)
RR
Ohio
(7/2/2025)
RR
Oklahoma
(6/29/2025)
RR
Oregon
(6/29/2025)
RR
Pennsylvania
(6/29/2025)
RR
Rhode Island
(6/29/2025)
RR
South Carolina
(6/29/2025)
RR
South Dakota
(6/29/2025)
RR
Tennessee
(6/29/2025)
RR
Texas
(6/29/2025)
RR
Utah
(6/29/2025)
RR
Vermont
(6/29/2025)
RR
Virginia
(6/29/2025)
RR
Washington
(6/29/2025)
RR
West Virginia
(6/29/2025)
RR
Wisconsin
(6/29/2025)
RR
Wyoming
(6/29/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 1/2/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/22/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/29/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/22/1996
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

N&
NOBLES & RICHARDS, INC.
NOBLES & RICHARDS, INC.

CRD#: 146870 / SEC#: , 8-67859

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Mailing Address
801 East Plano Parkway Suite 220, Plano, TX 75074
Phone number
(214) 642-6603
Established
Texas since 10/02/2007
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TELEMARKETING LAW COMPLIANCE, LLCSHAREHOLDER
NOBLES, ILONKAPRESIDENT/CCO2704881
RICHARDS, JAMES ROSSCFO/FINOP2680389

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NOBLES & RICHARDS, INC.

CRD#: 146870Plano, TX 75074

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