Paul B. Sirois

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Pasadena, CA 91101

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CRD#: 2783536

Professional summary

Paul Bertrand Sirois is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Pasadena, California and LASALLE ST SECURITIES, L.L.C. located in Pasadena, California.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SOLE PROPRIETOR POSITION: Insurance sales agent NATURE: I offer traditional life insurance, disability insurance, long term care insurance and group health, term and disability insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/2002 ADDRESS: 140 S. Lake Avenue Suite #205, Pasadena CA 91101 2) LaSalle St Investment Advisors LLC Position: IAR Nature: Investment Advisory Services Investment Related: Yes Start Date: 05/2017 Address: 140 S. Lake Avenue Suite #205, Pasadena CA 91101

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Bertrand Sirois's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2017 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 140 S Lake Avenue Suite #205, Pasadena, CA 91101

RIA

CRD#: 109701

Pasadena, CA

Current

May 19, 2017 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 140 S Lake Ave Suite 205, Pasadena, CA 91101

CRD#: 7191

Pasadena, CA

Past

December 8, 2016 - May 23, 2017

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LA VISTA, NE

Past

December 8, 2016 - May 23, 2017

SECURITIES AMERICA, INC.

CRD#: 10205

PASADENA, CA

Past

June 19, 2009 - December 8, 2016

FOOTHILL SECURITIES, INC.

RIA

CRD#: 1027

PASADENA, CA

Past

June 19, 2009 - December 8, 2016

FOOTHILL SECURITIES, INC.

CRD#: 1027

PASADENA, CA

Past

September 17, 1996 - June 22, 2009

NEW ENGLAND SECURITIES

RIA

CRD#: 615

PASADENA, CA

Past

September 11, 1996 - June 22, 2009

NEW ENGLAND SECURITIES

CRD#: 615

PASADENA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/18/2022)

California
(5/19/2017)

IAR

California
(5/22/2017)

Colorado
(5/19/2017)

IAR

Colorado
(7/16/2018)

Florida
(5/19/2017)

IAR

Florida
(8/7/2017)

Georgia
(5/19/2017)

IAR

Georgia
(6/5/2017)

Maine
(5/19/2017)

IAR

Maine
(4/17/2024)

Maryland
(5/19/2017)

IAR

Maryland
(5/26/2017)

Nevada
(5/19/2017)

IAR

Nevada
(4/26/2024)

New Jersey
(5/19/2017)

IAR

New Jersey
(5/31/2017)

IAR

New Mexico
(2/17/2023)

IAR

New York
(1/28/2022)

New York
(6/13/2022)

IAR

Texas
(5/25/2021)

Utah
(5/19/2017)

Washington
(4/8/2020)

IAR

Washington
(4/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/10/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul B. Sirois

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Bertrand Sirois's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FOOTHILL SECURITIES, INC.

FOOTHILL SECURITIES, INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/1996

SIE

Date: 10/1/2018

Series 6

Date: 9/10/1996

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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