MW
Michael V. Webb
ON INVESTMENT MANAGEMENT CO
ST CHARLES, MO 63301
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CRD#: 2783349
MW
Professional summary
Michael Vincent Webb, ChFC®, CLU®, who also goes by Mike Webb, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in St Charles, Missouri and THE O.N. EQUITY SALES COMPANY located in St Charles, Missouri.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Webb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ST CHARLES FINANCIAL SERVICES, WEBB INSURANCE AGENCY; NOT INVESTMENT RELATED; 571 JEFFERSON ST ST CHARLES MO 63301; LIFE, HEALTH, DISABILITY,EIA products AND PROPERTY CASUALTY; MANGAING MEMBER; START DATE: 02/06/2009; 160 HOURS PER MONTH(160 HOURS DURING TRADING) MANAGEMENT AND SALES 2)E&W ENTERPRISES, LLC DBA WEBB INSURANCE AGENCY; NOT INVESTMENT RELATED; 507-515 N KINGSHIGHWAY ST ST CHARLES MO 63301; PROPERTY & CASUALTY INSURANCE SALES; CONSULTING; MEMBER-OWNER; 05/04/2009-CURRENT; 40-50 HOURS/MONTH; OWNER AND SALES.
3). St. Charles Eldercare Associates LLC; 571 Jefferson St, St. Charles, MO 63301; member; Non investment related; 01/01/2019-present; 0 hours/month ( 0 during securities trading hours/month); Healthcare, Medicare, Long Term Care; Explain details of how Medicare parts A, B, D work. Reps help people understand supplements & advantages.
4). Unlimited Play; 5988 Med Rivers Mall Drive, St. Peters, MO 63304; not investment related; Board Member; 01/01/2019-present; 10 Hours/Month (4 during securities trading hours); Management and oversight of non-profit and attends meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Vincent Webb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 9, 2007 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 571 Jefferson St, St Charles, MO 63301RIA
CRD#: 105662
ST CHARLES, MO
Current
December 12, 2006 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 571 Jefferson St, St Charles, MO 63301BD
CRD#: 2936
St Charles, MO
Past
October 12, 1999 - December 12, 2006
SUNSET FINANCIAL SERVICES, INC.
RIA
CRD#: 3538
ST. CHARLES, MO
Past
January 20, 1998 - December 12, 2006
SUNSET FINANCIAL SERVICES, INC.
BD
CRD#: 3538
ST. CHARLES, MO
Past
August 23, 1996 - January 1, 1998
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2024)
IAR
Alabama(2/23/2024)
RR
Arizona(9/24/2021)
RR
California(1/12/2007)
RR
Colorado(9/30/2021)
IAR
Colorado(10/19/2021)
RR
Florida(8/18/2014)
IAR
Florida(10/28/2014)
RR
Georgia(10/15/2019)
IAR
Georgia(8/2/2021)
RR
Illinois(1/9/2007)
IAR
Illinois(1/12/2007)
RR
Iowa(5/1/2018)
IAR
Iowa(8/2/2021)
RR
Kansas(1/5/2018)
RR
Kentucky(1/9/2007)
RR
Massachusetts(2/21/2008)
IAR
Massachusetts(4/22/2021)
RR
Missouri(12/12/2006)
IAR
Missouri(1/9/2007)
RR
Montana(5/26/2023)
IAR
Montana(5/26/2023)
RR
North Carolina(9/7/2017)
RR
Ohio(12/14/2023)
IAR
Ohio(12/14/2023)
RR
Tennessee(2/23/2024)
RR
Texas(2/23/2024)
IAR
Texas(2/23/2024)
RR
Virginia(5/8/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662St Charles, MO 63301TRUST BUT VERIFY
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Contact information
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