Lee L. Eichen
Professional summary
Lee Levin Eichen is a registered financial professional currently at CENTERBOARD SECURITIES, LLC located in Austin, Texas.
Lee is registered as a RR (Registered Representative) and started their career in finance in 1996. Lee has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lee Levin Eichen's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2011 - Present
CENTERBOARD SECURITIES, LLC
Office #1: 9430 Research Blvd., Suite 120, Austin, TX 78759May 14, 2001 - April 22, 2009
BANC OF AMERICA SECURITIES LLC
November 29, 1997 - April 15, 1998
SALOMON BROTHERS INC.
September 10, 1996 - April 15, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/2/2011)
(1/2/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CENTERBOARD SECURITIES, LLC
CRD#: 153900 / SEC#: , 8-68593
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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