Scott D. Shrader
CETERA INVESTMENT ADVISERS LLC
Palm Beach Gardens, FL 33408
Some features on this profile are disabled
CRD#: 2782420
Professional summary
Scott David Shrader, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Palm Beach Gardens, Florida and CETERA WEALTH SERVICES, LLC located in Palm Beach Gardens, Florida.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Scott has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Palm Beach Car Club, LLC~1983 PGA Blvd Suite 102~Palm Beach Gardens~FL~33408~Other~Owner~9/1/2016~10hrs~5hrs~I oversee the operations which consist of choosing venues, developing relationships with sponsors, developing relationships with car owners. 2) NAME OF OTHER BUSINESS: VAULT FINANCIAL LLC DBA VAULT WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES AND TAX SERVICES, START DATE: 09/2012, POSITION/TITLE/RELATIONSHIP: PRESIDENT/OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: TAX AND FINANCIAL SERVICES; 3) FERRARI CLUB OF AMERICA, PALM BEACH CHAPTER POSITION: Club President NATURE: President of not for profit local chapter of a car club. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: PO Box 452, Palm Beach FL 33480, United States DESCRIPTION: Preside over organization. Run a monthly board meeting. Set up car meets 4) SUBLEASE (VAULT FINANCIAL LLC) POSITION: Sublease NATURE: Subleasing two small individual offices in my office to real estate agents INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 1983 PGA Blvd, Suite 102, Palm Beach Gardens FL 33408, United States DESCRIPTION: None 5) THE NAPA EVENT POSITION: Partner NATURE: Same as Palm Beach Car Club, just adding a second event with partners in Napa Valley, CA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2024 ADDRESS: 1983 PGA Blvd, Suite 102, Palm Beach Gardens FL 33408, United States DESCRIPTION: Help source cars and sponsors for an annual event. 6) FERRARI CLUB OF AMERICA, FLORIDA REGION POSITION: Regional Director NATURE: Regional Director of not for profit car club. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: PO Box 452, Palm Beach FL 33480, United States DESCRIPTION: Preside over 8 chapters. Run a monthly board meeting Assist with events 7) Vault Financial, LLC DBA Vault Wealth Management; Owner/Sole Proprietor; Accounting Services/Tax PreparationMedicare Advice; NIR; 80; 40; 08/24/2012; 1983 PGA Blvd Suite 102 Palm Beach Gardens FL 33408; Prepare taxes and supervise others preparing taxesAdvise clients on Medicare
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Shrader's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
August 14, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1983 Pga Blvd Suite 102, Palm Beach Gardens, FL 33408RIA
CRD#: 105644
Palm Beach Gardens, FL
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1983 Pga Blvd Suite 102, Palm Beach Gardens, FL 33408BD
CRD#: 13572
PALM BEACH GARDENS, FL
Past
August 4, 2004 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PALM BEACH GARDENS, FL
Past
July 11, 2003 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/26/2025)
RR
Colorado(9/19/2025)
IAR
Florida(8/14/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Hawaii(9/19/2025)
RR
Indiana(9/5/2025)
RR
Maryland(9/22/2025)
RR
Massachusetts(10/9/2025)
RR
Michigan(9/22/2025)
RR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/19/2025)
RR
Pennsylvania(9/19/2025)
RR
South Carolina(11/6/2025)
RR
Tennessee(10/24/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
