William G. Mingione
Professional summary
William Gerard Mingione, who also goes by Bill Mingione, is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Uniondale, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1998. William has worked at 5 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Gerard Mingione's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2018 - Present
BANCROFT CAPITAL, LLC
Office #1: 626 Rxr Plaza 6th Floor, West Tower, Uniondale, NY 11556January 18, 2012 - October 31, 2018
DREXEL HAMILTON, LLC
May 31, 2011 - November 8, 2011
CANACCORD GENUITY SECURITIES LLC
November 10, 2008 - February 1, 2011
WJB CAPITAL GROUP, INC.
February 20, 1998 - September 19, 2007
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2019)
(1/15/2019)
(5/28/2019)
(1/13/2022)
(3/22/2022)
(3/8/2019)
(11/1/2018)
(11/1/2018)
(12/6/2018)
Exams
Series 79TO
Date: 1/20/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/4/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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