Stephanie S. Tomasini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Schaffer Tomasini, who also goes by Stephanie Lynn Schaffer, Stephanie Tomasini, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2002. Stephanie had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2009 - February 1, 2012
ATLAS ONE FINANCIAL GROUP, LLC
September 17, 2007 - March 3, 2008
WORKMAN SECURITIES CORPORATION
June 8, 2007 - June 19, 2007
VFINANCE INVESTMENTS, INC
June 3, 2004 - June 29, 2007
BROOKSTREET SECURITIES CORPORATION
May 28, 2004 - June 2, 2004
FIRST SECURITIES USA, INC.
April 26, 2004 - May 17, 2004
NEUBERGER BERMAN BD LLC
September 23, 2002 - October 23, 2002
PMK SECURITIES & RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ATLAS ONE FINANCIAL GROUP, LLC
CRD#: 124057 / SEC#: , 8-65620
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
