Sheryl E. Lesch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheryl Erica Ann Lesch, who also goes by Sheryl Erica Ann Bertig, was a registered financial professional .
Sheryl is a previously registered financial professional and started their career in finance in 1996. Sheryl had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2012 - March 17, 2014
SANIBEL CAPTIVA INVESTMENT ADVISERS, INC.
October 18, 2000 - March 22, 2002
FFP SECURITIES, INC.
June 8, 1998 - October 28, 1998
A. G. EDWARDS & SONS, INC.
January 30, 1998 - June 9, 1998
MARQUIS FINANCIAL SERVICES, INC.
September 26, 1996 - January 22, 1998
PINNACLE FINANCIAL CONSULTANTS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANIBEL CAPTIVA INVESTMENT ADVISERS, INC.
CRD#: 159186 / SEC#: 801-72793
Contact information
Red Flags
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