Richard W. Holt
Professional summary
Richard William Holt, who also goes by Richard Holt, is a registered financial advisor currently at IMA WEALTH located in Wichita, Kansas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Richard has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 87, Series 86, Series 55, Series 7, Series 52, Series 28, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard William Holt's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2016 - Present
IMA WEALTH
Office #1: 430 E Douglas Ave Suite 400, Wichita, KS 67202July 1, 2016 - December 18, 2023
IMA WEALTH
September 26, 2011 - June 1, 2016
VSR FINANCIAL SERVICES, INC.
September 26, 2011 - June 1, 2016
VSR FINANCIAL SERVICES, INC.
December 23, 2010 - September 27, 2011
STRATEGIC ADVISERS LLC
November 30, 2010 - September 26, 2011
FIDELITY BROKERAGE SERVICES LLC
September 10, 2003 - October 1, 2010
WEALTH MONITORS, INC.
January 17, 2003 - September 10, 2003
PFS INVESTMENTS INC.
May 26, 2000 - December 31, 2000
BIRCHTREE FINANCIAL SERVICES LLC
September 2, 1999 - June 2, 2000
AMERICAN CENTURY BROKERAGE, INC.
February 2, 1999 - August 17, 1999
AMERICAN CENTURY INVESTMENT SERVICES INC.
August 7, 1996 - January 10, 1997
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
IMA WEALTH
CRD#: 112091 / SEC#: 801-79108, 8-53221
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/9/2025)
(7/1/2016)
(7/1/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/12/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 2/22/2018
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
IMA WEALTH
CRD#: 112091 / SEC#: 801-79108, 8-53221
Contact information
SEC notice filing (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | SHAREHOLDER | |
| DAVIS, PATRICIA LYNN | SVP, CCO, DIRECTOR | 5613123 |
| HOLT, RICHARD WILLIAM | PRESIDENT, DIRECTOR, CIO, FINOP | 2778485 |
| PAULY, ERIC MICHAEL | GENERAL COUNSEL/SECRETARY | 7719772 |
| POOL, SUSAN LOUISE | SENIOR VICE PRESIDENT/DIRECTOR | 3178683 |
Regulatory assets under management
| Total Number of Accounts | 1,514 |
| AUM (Assets Under Management) | $ 3,158,410,252 |
Red Flags
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Company Information
IMA WEALTH
CRD#: 112091Wichita, KS 67202TRUST BUT VERIFY
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