Robert G. Stanley
Professional summary
Robert Gerard Stanley JR, who also goes by Robert Stanley, is a registered financial professional currently at EM SECURITIES LLC located in Los Angeles, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Gerard Stanley JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 29, 2009 - Present
EM SECURITIES LLC
Office #1: C/o Caa - Attn: Carmen Carpenter 2000 Avenue Of The Stars, Los Angeles, CA 90067Office #2: C/o Evolution Media Capital 405 Lexington Avenue 19th Floor, New York, NY, 10174Office #3: C/o Caa Evolution 405 Lexington Avenue 19th Floor, New York, NY, 10174May 12, 2004 - June 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 30, 2003 - April 7, 2004
NATIXIS SECURITIES NORTH AMERICA INC.
September 5, 2000 - May 20, 2003
APEX CLEARING CORPORATION
June 26, 2000 - September 5, 2000
ROBERTSON STEPHENS, INC.
May 10, 2000 - May 10, 2000
ROBERTSON STEPHENS, INC.
August 27, 1996 - June 3, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2009)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EM SECURITIES LLC
CRD#: 148257 / SEC#: , 8-67997
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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