David Martins Da Silva

PRISM FINANCIAL PRODUCTS LP

London, NW16JZ

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CRD#: 2777772

Professional summary

David Martins Da Silva, who also goes by David Martinsdasilva, is a registered financial professional currently at PRISM FINANCIAL PRODUCTS LP .

David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 6 firms and has passed the Series 63, Series 32, Series 7, Series 24 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Martinsdasilva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Martins Da Silva's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2021 - Present

PRISM FINANCIAL PRODUCTS LP

Office #1: The Grove 3rd Floor 248a Marylebone Road, London, NW16JZ

CRD#: 306255

London,

Past

November 8, 2006 - May 26, 2009

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

November 4, 2002 - July 10, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

January 29, 2002 - November 7, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 18, 2000 - November 7, 2001

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 6, 1996 - March 23, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/22/2022)

Exams

State Security Law Exam

Series 63

Date: 5/20/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 32

Date: 2/3/2014

Limited Futures Exam-Regulation

General Industry/Product Exam

Series 7

Date: 8/14/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/2020

General Securities Principal Examination

Principal/Supervisory Exam

Series 30

Date: 9/23/2016

NFA Branch Manager Examination

SRO Registrations

FINRA

Current Firm

PRISM FINANCIAL PRODUCTS LP

CRD#: 306255 / SEC#: , 8-70465

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

130 West 42nd Street 23rd Floor, New York, NY, 10036

Mailing Address

130 West 42nd Street 23rd Floor, New York, NY, 10036

Phone number

(646) 205-6181

Established

Delaware since 02/04/2016

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PRISMFP PARTNERS LLP	LIMITED PARTNER
TAZZA USA INC.	LIMITED PARTNER
FRANK, CHRISTIAN	FINOP/CFO	6288010
MARTINS DA SILVA, DAVID	CEO	2777772
MARTINS DA SILVA, KEVIN	CCO	6068590
PRISMFP GP LLC	GENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Martins Da Silva

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Martins Da Silva's CRS (Customer Relationship Summary).

Certified licenses

Experience

BNP PARIBAS SECURITIES CORP.

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

LEHMAN BROTHERS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/20/2002

Series 32

Date: 2/3/2014

Series 7

Date: 8/14/1996

Series 24

Date: 7/2/2020

Series 30

Date: 9/23/2016

FINRA

Current Firm

PRISM FINANCIAL PRODUCTS LP

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PRISM FINANCIAL PRODUCTS LP

TRUST BUT VERIFY

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