Omar R. Shalabi

BLACKRIDGE ASSET MANAGEMENT

Columbia, SC 29201

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CRD#: 2777244

Professional summary

Omar Rasmi Shalabi, CFP® is a registered financial advisor currently at BLACKRIDGE ASSET MANAGEMENT, LLC located in Columbia, South Carolina and PEAK BROKERAGE SERVICES, LLC located in Columbia, South Carolina.

Omar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Omar has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Business Entity: Omar Shalabi; Business Activity: Insurance life, accident, health, LTC; Duties of position: selling insurance; Title: Agent; Address: Columbia, SC Start Date: 04/2018; Approx. # of hours per month spent on activity: 4; Approx. # of hours spent during trading hours: 2 2) Business Entity: Blackridge Asset Management; Business Activity: Advisory; Duties of Position: Advisory; Title: Investment Advisor; Address: Columbia, SC; Start Date: 04/2018; Approx. # of hours per month spent on activity: 30; Approx. # of hours spent during trading hours: 30 3) DBA - Premier Retirement Strategies - Registered Rep Activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omar Rasmi Shalabi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 4, 2018 - Present

BLACKRIDGE ASSET MANAGEMENT, LLC

Office #1: 2026 Assembly Street Suite 203, Columbia, SC 29201

RIA

CRD#: 277085

Columbia, SC

Current

May 1, 2018 - Present

PEAK BROKERAGE SERVICES, LLC

Office #1: 2026 Assembly Street Suite 203, Columbia, SC 29201

CRD#: 157045

Columbia, SC

Past

December 1, 2010 - May 4, 2018

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

COLUMBIA, SC

Past

November 19, 2010 - May 4, 2018

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

COLUMBIA, SC

Past

October 5, 2010 - November 8, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

COLUMBIA, SC

Past

March 21, 2007 - October 8, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

COLUMBIA, SC

Past

January 9, 1999 - October 8, 2010

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

COLUMBIA, SC

Past

March 3, 1997 - December 8, 1998

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

September 20, 1996 - March 14, 1997

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/17/2019)

California
(4/17/2020)

Connecticut
(3/31/2025)

Florida
(5/1/2018)

Georgia
(5/1/2018)

Massachusetts
(5/13/2020)

New Jersey
(5/1/2018)

North Carolina
(5/1/2018)

Pennsylvania
(5/19/2020)

South Carolina
(5/1/2018)

IAR

South Carolina
(5/4/2018)

Tennessee
(9/18/2019)

Virginia
(5/1/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/20/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/1997

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 9/11/1996

Municipal Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

CRD#: 277085 / SEC#: 801-108114

RIA

Registered Investment Advisory firm - (7/8/2016 Approved)

Florida

Registered Investment Advisory firm - (7/13/2016 Terminated)

New York

Registered Investment Advisory firm - (7/13/2016 Terminated)

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Contact information

Main Address

1070 E. Indiantown Road Suite 208-210, Jupiter, FL 33477

Mailing Address

Phone number

(561) 641-5050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAM_ADV2A (FINAL 9.29.25) (9/29/2025)

Regulatory assets under management

Total Number of Accounts	826
AUM (Assets Under Management)	$ 196,842,156

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Omar R. Shalabi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omar Rasmi Shalabi's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK BROKERAGE SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

SUMMIT BROKERAGE SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

A. G. EDWARDS & SONS, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

BLACKRIDGE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/20/2007

Series 63

Date: 9/30/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/22/1997

Series 52

Date: 9/11/1996

FINRA

Current Firm

BLACKRIDGE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACKRIDGE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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