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GP

Gene V. Panasenko

ALEXANDER CAPITAL WEALTH MANAGEMENT
Ronkonkoma, NY
Some features on this profile are disabled
CRD#: 2777243
GP

Professional summary

Gene V Panasenko, who also goes by Gene Panasenko, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Ronkonkoma, New York and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.

Gene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gene has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gene Panasenko

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gene V Panasenko's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 11, 2026 - Present

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RIA
CRD#: 157714
Ronkonkoma, NY
Current

February 11, 2026 - Present

ALEXANDER CAPITAL, L.P.

Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701
BD
CRD#: 40077
Red Bank, NJ
Past

February 24, 2026 - March 11, 2026

LANDOLT SECURITIES, INC.

RIA
CRD#: 28352
Ronkonkoma, NY
Past

November 3, 2025 - March 11, 2026

LANDOLT SECURITIES, INC.

BD
CRD#: 28352
LAKE BLUFF, IL
Past

March 17, 2017 - November 3, 2025

MOLONEY SECURITIES ASSET MANAGEMENT LLC

RIA
CRD#: 282448
Ronkonoma, NY
Past

March 10, 2017 - November 3, 2025

MOLONEY SECURITIES CO., INC.

BD
CRD#: 38535
New York, NY
Past

February 17, 2011 - March 28, 2017

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEW YORK, NY
Past

February 17, 2011 - March 28, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
NEW YORK, NY
Past

July 10, 2006 - March 1, 2011

HSBC SECURITIES (USA) INC.

RIA
CRD#: 19585
NEW YORK, NY
Past

January 1, 2005 - March 1, 2011

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK, NY
Past

April 17, 2003 - January 1, 2005

HSBC BROKERAGE (USA) INC.

BD
CRD#: 6956
NEW YORK, NY
Past

October 21, 2002 - April 2, 2003

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

March 19, 1998 - October 21, 2002

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

July 2, 1997 - February 20, 1998

LADENBURG CAPITAL MANAGEMENT INC.

BD
CRD#: 14623
BETHPAGE, NY
Past

November 12, 1996 - June 11, 1997

DUKE & CO., INC.

BD
CRD#: 8035
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | MEDAX CAPITAL | LCORE WEALTH MANAGEMENT LLC | AXIO WEALTH STRATEGIES | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA
Registered Investment Advisory firm - (4/30/2018 Approved)
Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)
New York
Registered Investment Advisory firm - (5/15/2018 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)
Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/19/2026)
RR
Georgia
(2/11/2026)
RR
Maryland
(2/18/2026)
RR
Massachusetts
(2/12/2026)
RR
New Jersey
(2/11/2026)
RR
New York
(2/11/2026)
IAR
New York
(2/11/2026)
RR
Texas
(2/11/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/8/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/15/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/7/2003
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 5/15/2003
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | MEDAX CAPITAL | LCORE WEALTH MANAGEMENT LLC | AXIO WEALTH STRATEGIES | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA
Registered Investment Advisory firm - (4/30/2018 Approved)
Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)
New York
Registered Investment Advisory firm - (5/15/2018 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)
Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)
PREMIUM
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Contact information

Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALEXANDER CAPITAL WEALTH MANAGEMENT, LLC FIRM BROCHURE (3/11/2025)
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts999
AUM (Assets Under Management)$ 212,106,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

CRD#: 157714Ronkonkoma, NY

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