PG
Paul L. Gibert
KESTRA ADVISORY SERVICES
CHARLOTTE, NC 28211
Some features on this profile are disabled
CRD#: 2776895
PG
Professional summary
Paul L Gibert JR, CFP®, CIMA®, who also goes by Paul Le Blanc Gibert Jr, Paul Gibert, Paul L Gibert Jr, Paul L Gibert Jr., Paul Leblanc Gilbert Jr, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Charlotte, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Charlotte, North Carolina.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Le Blanc Gibert Jr | Paul Gibert | Paul L Gibert Jr | Paul L Gibert Jr. | Paul Leblanc Gilbert Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: NFP Corporate Services (SE), Inc. Investment Related: Yes Address: 1901 Roxborough Rd Ste 300 Charlotte NC 28104 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 1/15/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: SalesBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Halliday Real Estate & Investment Co. Investment Related: Yes Address: 4141 Veterans Boulevard Metairie LA 70002 Nature of Business: Real Estate; Other Other/None of the Above This privately held family company owns Real Estate which is leased. In addition the company owns publicly traded securities. My position is a minor share holder. I have inherited at my mother's death (July 21, 2018) 12 shares with an estimated valued at approximately 1700 per share. Position, Title or Relationship: Share Holder Start Date: 7/21/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I have no active duties other than being a share holder.Business Name: Gibert Holdings LLC Investment Related: Yes Address: 7515 Baltusrol Lane Charlotte NC 28210 Nature of Business: Real Estate; Other Other/None of the Above Manager of Family holding of non traded real estate. Primary activity at this time will be to pay taxes for the Gibert Holding LLC. Estimated Tax payments are less than $ 100 per year at this time. Position, Title or Relationship: Member and manager. Start Date: 6/3/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pay annual property taxes with the ability to act as described in the operating agreement attached. NFP POSITION: Employee of NFP NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/11/2022 ADDRESS: 1901 Roxborough Road, Suite 300, Charlotte NC 28210, United States DESCRIPTION: LifeInsurance Sales
CRS (Client Relationship Summary) - RIA
Click below to view Paul L Gibert JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
April 18, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 1901 Roxborough Road Ste 300, Charlotte, NC 28211RIA
CRD#: 283330
CHARLOTTE, NC
Current
October 29, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1901 Roxborough Road Ste 300, Charlotte, NC 28211BD
CRD#: 42046
Charlotte, NC
Past
October 29, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
June 1, 2009 - November 12, 2010
MORGAN STANLEY
RIA
CRD#: 149777
CHARLOTTE, NC
Past
June 1, 2009 - November 12, 2010
MORGAN STANLEY
BD
CRD#: 149777
CHARLOTTE, NC
Past
August 11, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CHARLOTTE, NC
Past
August 11, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
CHARLOTTE, NC
Past
December 31, 2001 - August 25, 2006
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
August 14, 2000 - August 25, 2006
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Past
September 25, 1998 - August 14, 2000
J.C. BRADFORD & CO.
BD
CRD#: 1287
NEW YORK, NY
Past
September 5, 1996 - November 9, 1998
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/10/2012)
RR
Arizona(4/21/2021)
RR
Connecticut(10/29/2010)
RR
Delaware(7/6/2022)
RR
Florida(10/29/2010)
RR
Georgia(10/29/2010)
RR
Kentucky(10/29/2010)
RR
Louisiana(10/29/2010)
RR
Maryland(5/6/2025)
RR
Massachusetts(10/29/2010)
RR
Michigan(6/13/2014)
RR
Nevada(10/29/2010)
RR
New York(10/29/2010)
RR
North Carolina(10/29/2010)
IAR
North Carolina(4/18/2016)
RR
Ohio(10/22/2024)
RR
South Carolina(10/29/2010)
RR
Texas(6/19/2020)
IAR
Texas(10/13/2023)
RR
Utah(9/5/2018)
RR
Vermont(5/6/2025)
RR
Virginia(10/29/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
