JK
James J. Kelly
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
FRONT ROYAL, VA 22630
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CRD#: 2776736
JK
Professional summary
James Joseph Kelly, who also goes by James J Kelly, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Front Royal, Virginia and LASALLE ST SECURITIES, L.L.C. located in Front Royal, Virginia.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James J Kelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.- RIA; FIXED INSURANCE; DONALD J KELLY FOUNDATION-SECRETARY. PRIVATE FOUNDATION THAT MAKES DONATIONS. 0 FINL 0 TIME M-F. TAKE MEETING NOTES. Chelsa Academy Volunteer middle school basketball coach. St. John the Baptist Parish Council - Member of Catholic Church Parish council National Coalition for Clergy and Laity- Facilitating communication between the laity and church hierarchy, support in faith for both clergy and laity. Chelsea Academy School Board Member
CRS (Client Relationship Summary) - RIA
Click below to view James Joseph Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2006 - Present
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
Office #1: 4 Family Life Lane, Front Royal, VA 22630RIA
CRD#: 109701
FRONT ROYAL, VA
Current
September 29, 2001 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 4 Family Life Lane Office #200, Front Royal, VA 22630BD
CRD#: 7191
Front Royal, VA
Past
January 15, 1998 - October 1, 2001
EISNER SECURITIES, INC.
BD
CRD#: 40585
ST. LOUIS, MO
Past
August 14, 1996 - January 21, 1998
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
WOODSTOCK, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/13/2011)
IAR
Alabama(5/26/2021)
RR
Arizona(9/29/2001)
RR
Arkansas(5/20/2004)
RR
California(9/29/2001)
IAR
California(8/31/2011)
RR
Colorado(9/13/2011)
IAR
Colorado(11/15/2013)
RR
Connecticut(9/29/2001)
RR
Delaware(7/12/2002)
RR
Florida(7/28/2011)
IAR
Florida(8/24/2022)
RR
Georgia(9/29/2001)
IAR
Georgia(11/12/2020)
RR
Hawaii(10/13/2021)
RR
Illinois(2/1/2005)
IAR
Illinois(3/10/2020)
RR
Indiana(4/18/2007)
RR
Iowa(10/16/2015)
RR
Kansas(1/29/2014)
RR
Kentucky(9/16/2011)
RR
Louisiana(9/29/2001)
IAR
Louisiana(10/27/2021)
RR
Maryland(9/29/2001)
IAR
Maryland(4/15/2011)
RR
Massachusetts(9/29/2001)
IAR
Massachusetts(6/18/2025)
RR
Michigan(11/5/2009)
IAR
Michigan(11/18/2013)
RR
Minnesota(2/1/2005)
IAR
Minnesota(7/29/2021)
RR
Mississippi(9/29/2001)
IAR
Mississippi(3/9/2017)
RR
Missouri(9/29/2001)
IAR
Missouri(6/18/2017)
RR
Nebraska(9/13/2011)
IAR
New Hampshire(5/17/2006)
RR
New Hampshire(9/13/2011)
RR
New Jersey(9/29/2001)
IAR
New Jersey(10/24/2016)
RR
New York(9/29/2001)
IAR
New York(5/13/2021)
RR
North Carolina(3/31/2011)
IAR
North Carolina(3/13/2025)
RR
Ohio(2/1/2005)
IAR
Ohio(9/14/2011)
RR
Oregon(9/13/2011)
IAR
Oregon(8/30/2022)
RR
Pennsylvania(9/29/2001)
IAR
Pennsylvania(3/12/2009)
RR
Rhode Island(9/29/2001)
IAR
Rhode Island(6/1/2021)
RR
South Carolina(9/13/2011)
RR
Tennessee(6/20/2023)
RR
Texas(2/1/2005)
RR
Utah(9/13/2011)
RR
Vermont(6/12/2013)
RR
Virginia(9/29/2001)
IAR
Virginia(5/12/2006)
RR
Washington(9/29/2001)
RR
West Virginia(9/29/2001)
IAR
West Virginia(11/23/2020)
RR
Wisconsin(2/1/2005)
IAR
Wisconsin(4/2/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701 / SEC#: 801-33422
RIA
Registered Investment Advisory firm - (2/10/1989 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
940 N. Industrial Dr., Elmhurst, IL 60126-1131
Mailing Address
Phone number
(630) 600-0500
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,941 |
| AUM (Assets Under Management) | $ 4,346,509,887 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
CRD#: 109701Front Royal, VA 22630TRUST BUT VERIFY
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Contact information
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