John C. Lin
Professional summary
John Chung-i Lin, who also goes by John Chungi Lin, is a registered financial professional currently at INTERACTIVE BROKERS LLC located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1996. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Chung-i Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2008 - Present
INTERACTIVE BROKERS LLC
Office #1: 209 South Lasalle Street 10th Floor, Chicago, IL 60604December 15, 2005 - September 6, 2007
VOYA FINANCIAL ADVISORS, INC.
October 6, 2004 - December 9, 2005
VISION ASSET MANAGEMENT INC
August 10, 2004 - December 9, 2005
VISION INVESTMENT SERVICES, INC.
August 26, 2003 - August 17, 2004
IFMG SECURITIES, INC.
August 26, 2003 - August 17, 2004
IFMG SECURITIES, INC.
August 2, 2002 - August 14, 2003
CHARLES SCHWAB & CO., INC.
August 2, 2002 - August 14, 2003
CHARLES SCHWAB & CO., INC.
April 13, 2001 - July 23, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 20, 2001 - July 23, 2002
WELLS FARGO CLEARING SERVICES, LLC
August 26, 1996 - April 2, 2001
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2008)
Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
INTERACTIVE BROKERS LLC
CRD#: 36418 / SEC#: , 8-47257
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | SECRETARY, PRINCIPAL OPERATIONS OFFICER | 1722066 |
| CHAIT, JONATHAN | EXECUTIVE VICE PRESIDENT, COO | 4582696 |
| FRIEDLAND, DAVID ERIC | MANAGING DIRECTOR-ASIAN OPERATIONS | 2715164 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| GELMAN, JONATHAN MICHAEL | CHIEF COMPLIANCE OFFICER | 5440103 |
| MANDELBAUM, ELAINE | GENERAL COUNSEL | 2957713 |
| MENICUCCI, JAMES | PRINCIPAL FINANCIAL OFFICER | 6590173 |
| SANDERS, STEVEN JAY | SENIOR VICE PRESIDENT, MARKETING AND PRODUCT DEVELOPMENT | 2812548 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 26 |
Red Flags
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