Robert Richmond Baldwin Jr
CFP®, CLU®Professional Summary
Robert Richmond Baldwin Jr, CFP®, CLU®, who also goes by Rob Baldwin, Robert Richmond Baldwin Jr, Robert Richmond Baldwin, is a registered financial advisor currently at THE LEADERS GROUP, INC. located in Summit, New Jersey. Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rob Baldwin, Robert Richmond Baldwin Jr, Robert Richmond Baldwin
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP | SIMPLICITY INVESTMENTS, INC.
Contact Information
Main Address
475 Springfield Ave, Summit, NJ 07901Mailing Address
475 Springfield Ave Suite 1, Summit, NJ 07901Phone Number
(303) 797-9080Established
Delaware since 07/14/1994Firm Type
CorporationFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/4/2016)
(2/8/2021)
(1/4/2016)
(2/7/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1996About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 2007About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Richmond Baldwin Jr's CRS (Customer Relationship Summary).
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