Robert R. Baldwin
Professional summary
Robert Richmond Baldwin Jr, CFP®, CLU®, who also goes by Rob Baldwin, Robert Richmond Baldwin Jr, Robert Richmond Baldwin, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 4 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Richmond Baldwin Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2016 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 3, 2015 - December 31, 2015
THE LEADERS GROUP, INC.
October 31, 2011 - October 14, 2014
KESTRA INVESTMENT SERVICES, LLC
October 11, 2010 - April 18, 2011
MMC SECURITIES LLC
November 26, 1996 - November 1, 2010
INTERLINK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2016)
(2/8/2021)
(1/4/2016)
(2/7/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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